Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alejandro GarciaBancWest Investment Services, Inc.Scottrade, Inc.04-15-2016
Amrinder Singh DhaliwalBancWest Investment Services, Inc.J.P. Morgan Securities LLC08-07-2013
Angie Yongjun FengBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
Anu Bedi ChopraBancWest Investment Services, Inc.Citigroup Global Markets Inc.11-08-2013
Aria John KhaniBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-22-2018
Barbara Ann BurgatBancWest Investment Services, Inc.Questar Capital Corporation05-23-2012
Brad Lawrence WeberBancWest Investment Services, Inc.AXA Advisors, LLC02-14-2013
Brian John McHenryBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC10-28-2015
Brian Michael TisdaleBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC04-27-2016
Chad Michael WebsterBancWest Investment Services, Inc.Sorrento Pacific Financial, LLC$2508-16-2012
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Charles David LautzBancWest Investment Services, Inc.Monex Securities, Inc.$10012-04-2017
Charles Khanh TruongBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-02-2016
Cheryl HomBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC$1006-10-2015
Christopher RomeroBancWest Investment Services, Inc.Chase Investment Services Corp.02-22-2011
Cristian Patrick SpenceBancWest Investment Services, Inc.Morgan Stanley07-11-2018
Dan M. SantillanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-27-2018
David Anthony BoerioBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2016
David Chris MogannamBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC11-13-2015
David H. MarinoffBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.05-16-2011
David Lee TippleBancWest Investment Services, Inc.Thrivent Investment Management Inc.12-14-2015
David Ta-Wei LeeBancWest Investment Services, Inc.Morgan Stanley07-10-2014
Deanna YuBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2017
Dennis Christopher QuanBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.03-17-2011
Deny DelgadilloBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.12-18-2017
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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