Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Ertmann, Ben Foster Bank of America Merrill LynchBarclays$80007-28-2015
Jason Hutton, Steven GottliebBank of America Merrill LynchBarclays$52007-23-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays07-10-2015
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-19-2015
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28505-22-2014
Matt Celenza, Larry DiGioiaBank of America Merrill LynchBarclays$79007-06-2012
Juliano de SouzaBank of America Merrill LynchBTG Pactual$20003-08-2017
Mario FrattoBank of America Merrill LynchCitigroup$15312-04-2014
Jose Fernandez, Juan AlemanBank of America Merrill LynchCitigroup$26003-14-2012
Nicole Primack Andres Bank of America Merrill LynchCredit Suisse Wealth Services$60011-02-2015
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$310-08-2015
David Sterling Bank of America Merrill LynchCredit Suisse Wealth Services09-17-2015
Jeffrey KlingerBank of America Merrill LynchCredit Suisse Wealth Services11-15-2013
Vishal Bakshi, Jayne Finst, David A. GreeneBank of America Merrill LynchCredit Suisse Wealth Services$105-24-2013
Craig WeinsteinBank of America Merrill LynchCredit Suisse Wealth Services$17412-06-2012
Bruce Lee, Jim HoesleyBank of America Merrill LynchCredit Suisse Wealth Services$110-31-2011
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16003-20-2015
Nicholas Anthony, Robert GottdenerBank of America Merrill LynchDeutsche Bank$10904-29-2011
Rebecca FrazierBank of America Merrill LynchEdward Jones05-04-2010
Kendall CottenBank of America Merrill LynchGoldman Sachs$32510-29-2013
Diane PadalinoBank of America Merrill LynchGoldman Sachs$32508-30-2013
Margaret M. TowleBank of America Merrill LynchHightower Advisors11-13-2014
Mary Ellen BackerBank of America Merrill LynchHilliard Lyons$17208-15-2014
Jon StevensBank of America Merrill LynchJanney Montgomery Scott$10003-13-2015
Dale E. ReedBank of America Merrill LynchJPMorgan Chase & Co.$9,00002-26-2018
Next Page »

Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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