Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel HonanBank of America Merrill LynchMorgan Stanley Wealth Management$18003-22-2010
Rebecca FrazierBank of America Merrill LynchEdward Jones05-04-2010
Christine HeimBank of America Merrill LynchWells Fargo Advisors$17810-01-2010
Louis CappitelliBank of America Merrill LynchMorgan Stanley Wealth Management$11010-01-2010
Michael LehmanBank of America Merrill LynchWells Fargo Advisors$15410-01-2010
Jerome Bookstein, Adam BornsteinBank of America Merrill LynchUBS Financial Services$17010-15-2010
Darrick Walker, David Liebowitz, Michael MunizBank of America Merrill LynchMorgan Stanley Wealth Management$35011-19-2010
Juan CabanasBank of America Merrill LynchUBS Financial Services$19211-19-2010
Michael AppelbaumBank of America Merrill LynchUBS Financial Services$45011-19-2010
Charles Slater, Bryan NunbergBank of America Merrill LynchMorgan Stanley Wealth Management$10102-07-2011
Glenn Samson, Michael KhawBank of America Merrill LynchMorgan Stanley Wealth Management$14604-29-2011
Nicholas Anthony, Robert GottdenerBank of America Merrill LynchDeutsche Bank$10904-29-2011
Wayne AcheyBank of America Merrill LynchMorgan Stanley Wealth Management$13004-29-2011
Matt Burton, John CateBank of America Merrill LynchMorgan Stanley Wealth Management$34806-07-2011
Christopher BollenbachBank of America Merrill LynchUBS Financial Services$11706-13-2011
Div TelwalaBank of America Merrill LynchMorgan Stanley Wealth Management$8006-20-2011
Michael BorzaBank of America Merrill LynchUBS Financial Services$17407-01-2011
Tony Murphy, Lewis MatthewsBank of America Merrill LynchWells Fargo Advisors$34207-01-2011
David MasseyBank of America Merrill LynchMorgan Stanley Wealth Management$107-05-2011
James Wolslager IIIBank of America Merrill LynchMorgan Stanley Wealth Management$7107-07-2011
John Burns, William Liebowitz, Peter Krones, John ForgatchBank of America Merrill LynchUBS Financial Services$27707-18-2011
Bernard Orbach, Erik Vatter, Matthew GroffBank of America Merrill LynchMorgan Stanley Wealth Management$22608-02-2011
Adam GurienBank of America Merrill LynchWells Fargo Advisors$28308-23-2011
Matthew Wallace, Melanie Regner, George Wallace IIIBank of America Merrill LynchMorgan Stanley Wealth Management$22009-06-2011
James WattsBank of America Merrill LynchWells Fargo Advisors$21609-27-2011
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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