Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dykas, Lisa SchafferBank of America Merrill LynchWells Fargo Advisors$18504-06-2017
Abtin ZarrabiBank of America Merrill LynchMorgan Stanley Wealth Management$19208-09-2013
Adam GurienBank of America Merrill LynchWells Fargo Advisors$28308-23-2011
Adam SchurBank of America Merrill LynchMorgan Stanley Wealth Management$85001-13-2017
Akira KidoBank of America Merrill LynchMorgan Stanley Wealth Management$16009-16-2016
Amanda BarclayBank of America Merrill LynchJPMorgan Chase & Co.$24406-06-2016
Andrew Cappello, Christie Roberts Bank of America Merrill LynchMorgan Stanley Wealth Management$37807-13-2012
Andrew Zimmerman, Edward Nabhan, Alexander Nabhan, Megan Cooney, James McIntyre Bank of America Merrill LynchMorgan Stanley Wealth Management$1,20005-18-2016
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-08-2015
Arthur Cahill, Stefen BenincasaBank of America Merrill LynchMorgan Stanley Wealth Management$29003-28-2013
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-19-2015
Bernard Orbach, Erik Vatter, Matthew GroffBank of America Merrill LynchMorgan Stanley Wealth Management$22608-02-2011
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management09-04-2015
Brad Weinman Bank of America Merrill LynchMorgan Stanley Wealth Management$24009-26-2016
Brian MooreBank of America Merrill LynchMorgan Stanley Wealth Management$11302-27-2013
Brian SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$19304-17-2014
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$102-06-2015
Bruce Lee, Jim HoesleyBank of America Merrill LynchCredit Suisse Wealth Services$110-31-2011
Cathy ReedBank of America Merrill LynchJPMorgan Chase & Co.$11305-31-2017
Charles A. PhelpsBank of America Merrill LynchMorgan Stanley Wealth Management$20208-07-2013
Charles Slater, Bryan NunbergBank of America Merrill LynchMorgan Stanley Wealth Management$10102-07-2011
Christine HeimBank of America Merrill LynchWells Fargo Advisors$17810-01-2010
Christine ReillyBank of America Merrill LynchMorgan Stanley Wealth Management$15911-15-2012
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$310-08-2015
Christopher BollenbachBank of America Merrill LynchUBS Financial Services$11706-13-2011
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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