Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John B. Campanello, Peggy CappellettiBank of America Merrill LynchUBS Financial Services04-04-2016
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services10-15-2015
David Sterling Bank of America Merrill LynchCredit Suisse Wealth Services09-17-2015
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management09-04-2015
David MunozBank of America Merrill LynchUBS Financial Services07-16-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays07-10-2015
Margaret M. TowleBank of America Merrill LynchHightower Advisors11-13-2014
Jeffrey KlingerBank of America Merrill LynchCredit Suisse Wealth Services11-15-2013
Daniel J. RodriguezBank of America Merrill LynchWells Fargo Advisors11-12-2013
Rebecca FrazierBank of America Merrill LynchEdward Jones05-04-2010
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$107-02-2015
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$102-06-2015
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz Bank of America Merrill LynchUBS Financial Services$109-27-2013
Vishal Bakshi, Jayne Finst, David A. GreeneBank of America Merrill LynchCredit Suisse Wealth Services$105-24-2013
Bruce Lee, Jim HoesleyBank of America Merrill LynchCredit Suisse Wealth Services$110-31-2011
David MasseyBank of America Merrill LynchMorgan Stanley Wealth Management$107-05-2011
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$310-08-2015
Howard Rowen, Halsey SmithBank of America Merrill LynchUBS Financial Services $304-09-2014
Mahmoud El AwadiBank of America Merrill LynchMorgan Stanley Wealth Management$5001-16-2015
James Wolslager IIIBank of America Merrill LynchMorgan Stanley Wealth Management$7107-07-2011
Div TelwalaBank of America Merrill LynchMorgan Stanley Wealth Management$8006-20-2011
Quoc (Jon) PhamBank of America Merrill LynchMorgan Stanley Wealth Management$8201-18-2013
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-14-2014
Conrad K. BransonBank of America Merrill LynchMorgan Stanley Wealth Management$9805-10-2013
Lynn BrandenburgBank of America Merrill LynchWells Fargo Advisors$10012-15-2017
Next Page »

Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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