Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-06-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-05-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-13-2015
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$102-06-2015
Haris HotBank of America Merrill LynchMorgan Stanley Wealth Management$22301-30-2015
Mahmoud El AwadiBank of America Merrill LynchMorgan Stanley Wealth Management$5001-16-2015
Dale WatersBank of America Merrill LynchUBS Financial Services$18512-12-2014
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-05-2014
Mario FrattoBank of America Merrill LynchCitigroup$15312-04-2014
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-14-2014
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-14-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-13-2014
Margaret M. TowleBank of America Merrill LynchHightower Advisors11-13-2014
Ricardo GuerreroBank of America Merrill LynchJPMorgan Chase & Co.$10011-07-2014
Jay HiggenbothamBank of America Merrill LynchRaymond James$22511-06-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-10-2014
Robert BennettBank of America Merrill LynchUBS Financial Services$10809-23-2014
Mary Ellen BackerBank of America Merrill LynchHilliard Lyons$17208-15-2014
Robert LabriolaBank of America Merrill LynchMorgan Stanley Wealth Management$20007-11-2014
Suzanne AustinBank of America Merrill LynchJPMorgan Chase & Co.$15007-09-2014
Steven BullardBank of America Merrill LynchMorgan Stanley Wealth Management$11007-08-2014
Wade WolfeBank of America Merrill LynchMorgan Stanley Wealth Management$30606-27-2014
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28505-22-2014
Brian SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$19304-17-2014
Gerald SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$11604-17-2014
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Showing 51 to 75 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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