Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mickey LittmannBank of America Merrill LynchMorgan Stanley Wealth Management$15102-12-2013
David Frank, John JudkinsBank of America Merrill LynchMorgan Stanley Wealth Management$16802-01-2013
Kevin RobertsonBank of America Merrill LynchPiper Jaffrey$58801-24-2013
Quoc (Jon) PhamBank of America Merrill LynchMorgan Stanley Wealth Management$8201-18-2013
Stephanie GreerBank of America Merrill LynchWells Fargo Advisors$18901-18-2013
William TerrellBank of America Merrill LynchMorgan Stanley Wealth Management$13701-11-2013
Craig WeinsteinBank of America Merrill LynchCredit Suisse Wealth Services$17412-06-2012
Jason LloydBank of America Merrill LynchMorgan Stanley Wealth Management$12511-30-2012
Emory Ragsdale, Wade Myatt, Lynde JacksonBank of America Merrill LynchRBC Wealth Management$15211-16-2012
Christine ReillyBank of America Merrill LynchMorgan Stanley Wealth Management$15911-15-2012
David VallieBank of America Merrill LynchMorgan Stanley Wealth Management$16011-14-2012
Dan SandlinBank of America Merrill LynchMorgan Stanley Wealth Management$15111-09-2012
Rebecca Rothstein & TeamBank of America Merrill LynchMorgan Stanley Wealth Management$2,50010-19-2012
Lee Miller, Andrew PleatBank of America Merrill LynchUBS Financial Services$18308-10-2012
Mark KeanBank of America Merrill LynchUBS Financial Services$14108-03-2012
Westcott Jones, Scott Vogel Bank of America Merrill LynchWells Fargo Advisors$1,00008-03-2012
Andrew Cappello, Christie Roberts Bank of America Merrill LynchMorgan Stanley Wealth Management$37807-13-2012
Matt Celenza, Larry DiGioiaBank of America Merrill LynchBarclays$79007-06-2012
Douglas McPherson, Dean RidgwayBank of America Merrill LynchMorgan Stanley Wealth Management$14806-29-2012
Robert Steingold, Geoffrey OrbachBank of America Merrill LynchMorgan Stanley Wealth Management$17706-15-2012
James McKenzie, Ricardo Quiros, Mauricio RubioBank of America Merrill LynchMorgan Stanley Wealth Management$23505-31-2012
Jose Fernandez, Juan AlemanBank of America Merrill LynchCitigroup$26003-14-2012
Ryan Baker, Stuart HammBank of America Merrill LynchMorgan Stanley Wealth Management$13003-14-2012
Bruce Lee, Jim HoesleyBank of America Merrill LynchCredit Suisse Wealth Services$110-31-2011
Jeffrey Dinkins, William McGrath, Peter Ianace, Rohit Mehrotra, Jason JaynesBank of America Merrill LynchMorgan Stanley Wealth Management$47810-26-2011
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Showing 101 to 125 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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