Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lynn BrandenburgBank of America Merrill LynchWells Fargo Advisors$10012-15-2017
Aaron Dykas, Lisa SchafferBank of America Merrill LynchWells Fargo Advisors$18504-06-2017
Jin ParkBank of America Merrill LynchWells Fargo Advisors$15209-04-2015
Daniel J. RodriguezBank of America Merrill LynchWells Fargo Advisors11-12-2013
Robert A. Bezzone, Joseph MarottaBank of America Merrill LynchWells Fargo Advisors$13908-23-2013
Michael L. DolleBank of America Merrill LynchWells Fargo Advisors$16004-30-2013
Lee S. MinskBank of America Merrill LynchWells Fargo Advisors$10404-29-2013
Stephanie GreerBank of America Merrill LynchWells Fargo Advisors$18901-18-2013
Westcott Jones, Scott Vogel Bank of America Merrill LynchWells Fargo Advisors$1,00008-03-2012
Leonard KinsmanBank of America Merrill LynchWells Fargo Advisors$11310-26-2011
James WattsBank of America Merrill LynchWells Fargo Advisors$21609-27-2011
Scott Brownell, Neal BurgessBank of America Merrill LynchWells Fargo Advisors$17409-27-2011
Adam GurienBank of America Merrill LynchWells Fargo Advisors$28308-23-2011
Tony Murphy, Lewis MatthewsBank of America Merrill LynchWells Fargo Advisors$34207-01-2011
Christine HeimBank of America Merrill LynchWells Fargo Advisors$17810-01-2010
Michael LehmanBank of America Merrill LynchWells Fargo Advisors$15410-01-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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