Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale E. ReedBank of America Merrill LynchJPMorgan Chase & Co.$9,00002-26-2018
John Uriostegui, Rod NakamotoBank of America Merrill LynchJPMorgan Chase & Co.$35011-28-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Scott UffelmanBank of America Merrill LynchMorgan Stanley Wealth Management$18504-18-2016
Peter Kong, John ShawBank of America Merrill LynchBarclays07-10-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30005-21-2015
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$102-06-2015
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-14-2014
Howard Rowen, Halsey SmithBank of America Merrill LynchUBS Financial Services $304-09-2014
Jeffrey KlingerBank of America Merrill LynchCredit Suisse Wealth Services11-15-2013
Charles A. PhelpsBank of America Merrill LynchMorgan Stanley Wealth Management$20208-07-2013
Conrad K. BransonBank of America Merrill LynchMorgan Stanley Wealth Management$9805-10-2013
Quoc (Jon) PhamBank of America Merrill LynchMorgan Stanley Wealth Management$8201-18-2013
William TerrellBank of America Merrill LynchMorgan Stanley Wealth Management$13701-11-2013
Jason LloydBank of America Merrill LynchMorgan Stanley Wealth Management$12511-30-2012
Rebecca Rothstein & TeamBank of America Merrill LynchMorgan Stanley Wealth Management$2,50010-19-2012
Matt Celenza, Larry DiGioiaBank of America Merrill LynchBarclays$79007-06-2012
Douglas McPherson, Dean RidgwayBank of America Merrill LynchMorgan Stanley Wealth Management$14806-29-2012
Jose Fernandez, Juan AlemanBank of America Merrill LynchCitigroup$26003-14-2012
James WattsBank of America Merrill LynchWells Fargo Advisors$21609-27-2011
David MasseyBank of America Merrill LynchMorgan Stanley Wealth Management$107-05-2011
Tony Murphy, Lewis MatthewsBank of America Merrill LynchWells Fargo Advisors$34207-01-2011
Christopher BollenbachBank of America Merrill LynchUBS Financial Services$11706-13-2011
Glenn Samson, Michael KhawBank of America Merrill LynchMorgan Stanley Wealth Management$14604-29-2011
Nicholas Anthony, Robert GottdenerBank of America Merrill LynchDeutsche Bank$10904-29-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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