Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fernando NicolauBank of America Merrill LynchJPMorgan Chase & Co.$1,00005-30-2017
Juliano de SouzaBank of America Merrill LynchBTG Pactual$20003-08-2017
Brad Weinman Bank of America Merrill LynchMorgan Stanley Wealth Management$24009-26-2016
Kirsten Tuzzo, Blaine MintonBank of America Merrill LynchMorgan Stanley Wealth Management$28704-18-2016
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16003-20-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-05-2015
Mahmoud El AwadiBank of America Merrill LynchMorgan Stanley Wealth Management$5001-16-2015
Robert BennettBank of America Merrill LynchUBS Financial Services$10809-23-2014
Daniel J. RodriguezBank of America Merrill LynchWells Fargo Advisors11-12-2013
John Molkentin, Denise Chin QueeBank of America Merrill LynchMorgan Stanley Wealth Management$18308-30-2013
Michael L. DolleBank of America Merrill LynchWells Fargo Advisors$16004-30-2013
Christine ReillyBank of America Merrill LynchMorgan Stanley Wealth Management$15911-15-2012
Andrew Cappello, Christie Roberts Bank of America Merrill LynchMorgan Stanley Wealth Management$37807-13-2012
James McKenzie, Ricardo Quiros, Mauricio RubioBank of America Merrill LynchMorgan Stanley Wealth Management$23505-31-2012
John Burns, William Liebowitz, Peter Krones, John ForgatchBank of America Merrill LynchUBS Financial Services$27707-18-2011
Louis CappitelliBank of America Merrill LynchMorgan Stanley Wealth Management$11010-01-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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