Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Reichert, Paul Lotito, Eric Aiello, Lindsay Reichert Bank of America Merrill LynchMorgan Stanley Wealth Management$62806-09-2017
Michael Greenstone, John Araneo, Margie Manning, Anita Srivastava Bank of America Merrill LynchMorgan Stanley Wealth Management$34303-23-2017
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management09-04-2015
Shawn J. GoldBank of America Merrill LynchJPMorgan Chase & Co.$42504-14-2015
Haris HotBank of America Merrill LynchMorgan Stanley Wealth Management$22301-30-2015
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-14-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-13-2014
Steven BullardBank of America Merrill LynchMorgan Stanley Wealth Management$11007-08-2014
Wade WolfeBank of America Merrill LynchMorgan Stanley Wealth Management$30606-27-2014
Robert A. Bezzone, Joseph MarottaBank of America Merrill LynchWells Fargo Advisors$13908-23-2013
Lee S. MinskBank of America Merrill LynchWells Fargo Advisors$10404-29-2013
Arthur Cahill, Stefen BenincasaBank of America Merrill LynchMorgan Stanley Wealth Management$29003-28-2013
Todd Havill Bank of America Merrill LynchUBS Financial Services$15603-20-2013
Brian MooreBank of America Merrill LynchMorgan Stanley Wealth Management$11302-27-2013
Adam GurienBank of America Merrill LynchWells Fargo Advisors$28308-23-2011
Charles Slater, Bryan NunbergBank of America Merrill LynchMorgan Stanley Wealth Management$10102-07-2011
Christine HeimBank of America Merrill LynchWells Fargo Advisors$17810-01-2010
Michael LehmanBank of America Merrill LynchWells Fargo Advisors$15410-01-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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