Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Gabriele, Paul Vasady-KovacsBank of America Merrill LynchUBS Financial Services$1,00006-02-2017
Adam SchurBank of America Merrill LynchMorgan Stanley Wealth Management$85001-13-2017
Akira KidoBank of America Merrill LynchMorgan Stanley Wealth Management$16009-16-2016
Harry Lewkowitz, Jeggrey GersenBank of America Merrill LynchUBS Financial Services$50008-04-2016
Jeffrey SchoenfeldBank of America Merrill LynchUBS Financial Services$25008-04-2016
Amanda BarclayBank of America Merrill LynchJPMorgan Chase & Co.$24406-06-2016
John Gatto, Kenneth Gatto, Matthew Hughes Bank of America Merrill LynchMorgan Stanley Wealth Management$67504-18-2016
Marc Karstaedt Bank of America Merrill LynchMorgan Stanley Wealth Management$14704-18-2016
Nicole Primack Andres Bank of America Merrill LynchCredit Suisse Wealth Services$60011-02-2015
Lee Rosen, Elana Gofman, Karen Levy Bank of America Merrill LynchMorgan Stanley Wealth Management$30010-16-2015
Jason Hutton, Steven GottliebBank of America Merrill LynchBarclays$52007-23-2015
David MunozBank of America Merrill LynchUBS Financial Services07-16-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-06-2015
Mario FrattoBank of America Merrill LynchCitigroup$15312-04-2014
Robert LabriolaBank of America Merrill LynchMorgan Stanley Wealth Management$20007-11-2014
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28505-22-2014
Brian SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$19304-17-2014
Gerald SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$11604-17-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-13-2014
Mary E. Tompkins, Addison M. Sherman, Angelo MamoneBank of America Merrill LynchMorgan Stanley Wealth Management$32407-03-2013
Vishal Bakshi, Jayne Finst, David A. GreeneBank of America Merrill LynchCredit Suisse Wealth Services$105-24-2013
Mickey LittmannBank of America Merrill LynchMorgan Stanley Wealth Management$15102-12-2013
Lee Miller, Andrew PleatBank of America Merrill LynchUBS Financial Services$18308-10-2012
Leonard KinsmanBank of America Merrill LynchWells Fargo Advisors$11310-26-2011
Michael AppelbaumBank of America Merrill LynchUBS Financial Services$45011-19-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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