Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cathy ReedBank of America Merrill LynchJPMorgan Chase & Co.$11305-31-2017
Roger Berry, Felix Erbring, Ted GrayBank of America Merrill LynchUBS Financial Services$46601-06-2017
John B. Campanello, Peggy CappellettiBank of America Merrill LynchUBS Financial Services04-04-2016
Jeremy Newton, Stephen LambBank of America Merrill LynchMorgan Stanley Wealth Management$33003-28-2016
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$107-02-2015
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-19-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-13-2015
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-05-2014
Ricardo GuerreroBank of America Merrill LynchJPMorgan Chase & Co.$10011-07-2014
Kendall CottenBank of America Merrill LynchGoldman Sachs$32510-29-2013
Diane PadalinoBank of America Merrill LynchGoldman Sachs$32508-30-2013
Edward Glenn, Pamela StaplesBank of America Merrill LynchRBC Wealth Management$30002-15-2013
Craig WeinsteinBank of America Merrill LynchCredit Suisse Wealth Services$17412-06-2012
Emory Ragsdale, Wade Myatt, Lynde JacksonBank of America Merrill LynchRBC Wealth Management$15211-16-2012
Jeffrey Dinkins, William McGrath, Peter Ianace, Rohit Mehrotra, Jason JaynesBank of America Merrill LynchMorgan Stanley Wealth Management$47810-26-2011
James Wolslager IIIBank of America Merrill LynchMorgan Stanley Wealth Management$7107-07-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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