Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elyssa KupferbergBarclays WealthMBSC Securities09-03-2013
Gannon McCafferyBarclays WealthDeutsche Bank05-16-2012
Mark LeytonBarclays WealthDeutsche Bank05-16-2012
Zach ShillingfordBarclays WealthDeutsche Bank05-16-2012
Darin LaubBarclays WealthMorgan Stanley05-16-2012
Matthew Celenza, Larry DiGioiaBarclays WealthMorgan Stanley$2,70004-04-2012
William ClementsBarclays WealthBernstein Global Wealth Management$85001-14-2011
Don Milich, Clifford WangBarclays WealthMorgan Stanley$75006-16-2010
Dana Jacobs, Alan VorwaldBarclays WealthHSBC Private Bank$1,70006-05-2010
Scott Zelnick, Patrick McBrien, Heidi GuldbrandsenBarclays WealthDeutsche Bank$5,50004-20-2010
Preston McSwain & TeamBarclays WealthNeuberger Berman$1,00002-24-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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