Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ward PettyBenjamin F. Edwards & Co.Wells Fargo Advisors$22507-26-2011
Tom Bedor, Laren BedorBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2014
Thomas MorrisonBenjamin F. Edwards & Co.Morrison Financial Services Ltd.08-31-2012
Thomas J. Addessi, Michael A. RossoBenjamin F. Edwards & Co.Wells Fargo Advisors06-20-2013
Steven S. PhillipsBenjamin F. Edwards & Co.Wells Fargo Advisors04-19-2013
Samuel A. AnnittoBenjamin F. Edwards & Co.Wells Fargo Advisors05-21-2014
Roland H. de Liniere, Marilyn C. Hedrick, Monnye Hedrick Furr, Richard R. Cardin, Susan K. Walker, Jennifer E. PierceBenjamin F. Edwards & Co.Wells Fargo Advisors07-12-2010
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial02-17-2016
Rick Cisar, Andrew KjolsrudBenjamin F. Edwards & Co.Wells Fargo Advisors$15003-17-2017
Quinten E. (Bret) Spivey, Janet M. Bone, Troy D. Cox, R. Todd Stone, Jeffrey J. Luechtefeld, Brent A. WilhelmBenjamin F. Edwards & Co.Wells Fargo Advisors01-16-2012
Peter Tampellini, Robert Rothhouse , Teresa Zipf Benjamin F. Edwards & Co.Wells Fargo Advisors04-10-2013
Peter FerranteBenjamin F. Edwards & Co.Wells Fargo Advisors10-28-2011
Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta IIIBenjamin F. Edwards & Co.Wells Fargo Advisors05-06-2013
Nancy J. Eshmont, Jeffrey N. Weiner, Brian H. RubinBenjamin F. Edwards & Co.Wells Fargo Advisors11-15-2013
Matthew G. Bishop, Ralph A. Brozzo, Dana L. GibbsBenjamin F. Edwards & Co.Wells Fargo Advisors10-15-2013
Mary Schulte, Thomas Cleland, Randy Sidio, Maurice MathyBenjamin F. Edwards & Co.Morgan Stanley Wealth Management02-17-2016
Mark P. FellowsBenjamin F. Edwards & Co.Wells Fargo Advisors10-15-2013
Mark E. Barczuk, David F. MorenoBenjamin F. Edwards & Co.Wells Fargo Advisors01-03-2014
Malissa (Libby) Romack, Kathleen DuncanBenjamin F. Edwards & Co.Wells Fargo Advisors09-22-2011
L. Grant Ingram, Gary LibertyBenjamin F. Edwards & Co.Wells Fargo Advisors08-31-2012
Katiebeth WorrellBenjamin F. Edwards & Co.Wells Fargo Advisors05-28-2014
Joshua WillardBenjamin F. Edwards & Co.Wells Fargo Advisors07-11-2014
John WeirBenjamin F. Edwards & Co.Wells Fargo Advisors07-11-2014
John HarrisBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2012
Joan Levy MonderBenjamin F. Edwards & Co.Wells Fargo Advisors12-13-2013
Next Page »

Showing 1 to 25 of 56 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.