Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Hanson, David Fisher, Brian VanderLugtBenjamin F. Edwards & Co.Wells Fargo Advisors02-16-2010
Roland H. de Liniere, Marilyn C. Hedrick, Monnye Hedrick Furr, Richard R. Cardin, Susan K. Walker, Jennifer E. PierceBenjamin F. Edwards & Co.Wells Fargo Advisors07-12-2010
Arnold H. Rozany, Anthony J. Falcone, Robert A. Schenck, Terry L. Rodrigues, Christopher P. KachurBenjamin F. Edwards & Co.Wells Fargo Advisors11-16-2010
Ward PettyBenjamin F. Edwards & Co.Wells Fargo Advisors$22507-26-2011
Malissa (Libby) Romack, Kathleen DuncanBenjamin F. Edwards & Co.Wells Fargo Advisors09-22-2011
Peter FerranteBenjamin F. Edwards & Co.Wells Fargo Advisors10-28-2011
Chad A. SteinbachBenjamin F. Edwards & Co.Wells Fargo Advisors11-21-2011
Quinten E. (Bret) Spivey, Janet M. Bone, Troy D. Cox, R. Todd Stone, Jeffrey J. Luechtefeld, Brent A. WilhelmBenjamin F. Edwards & Co.Wells Fargo Advisors01-16-2012
Charles BlatzBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2012
John HarrisBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2012
David ClaggettBenjamin F. Edwards & Co.Wells Fargo Advisors03-26-2012
Brad PeaseBenjamin F. Edwards & Co.Wells Fargo Advisors05-08-2012
Christopher J. McGillBenjamin F. Edwards & Co.Wells Fargo Advisors05-16-2012
Brian WiklundBenjamin F. Edwards & Co.Wells Fargo Advisors08-31-2012
L. Grant Ingram, Gary LibertyBenjamin F. Edwards & Co.Wells Fargo Advisors08-31-2012
Dennis AndersonBenjamin F. Edwards & Co.Wells Fargo Advisors01-17-2013
Ed MeyerBenjamin F. Edwards & Co.Wells Fargo Advisors02-11-2013
Allen Catalanotto, Scott E. Foreman, Mo ProvostyBenjamin F. Edwards & Co.Wells Fargo Advisors03-25-2013
Darryl Mierl, Patrick X. Garvin, James DombrowskiBenjamin F. Edwards & Co.Wells Fargo Advisors03-25-2013
Dan Lamacchia CFP,Benjamin F. Edwards & Co.Wells Fargo Advisors03-26-2013
Peter Tampellini, Robert Rothhouse , Teresa ZipfBenjamin F. Edwards & Co.Wells Fargo Advisors04-10-2013
Steven S. PhillipsBenjamin F. Edwards & Co.Wells Fargo Advisors04-19-2013
Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta IIIBenjamin F. Edwards & Co.Wells Fargo Advisors05-06-2013
James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. LuttrellBenjamin F. Edwards & Co.Wells Fargo Advisors05-06-2013
Jeffrey D. Hoover, Patti O'MalleyBenjamin F. Edwards & Co.Wells Fargo Advisors06-20-2013
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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