Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Thomas Bradley Kintz | Benjamin F. Edwards & Company, Inc. | Ameriprise Financial Services, Inc. | $25 | 02-03-2017 |
| Raymond Frederick Faby | Benjamin F. Edwards & Company, Inc. | Ameriprise Financial Services, Inc. | $10 | 01-15-2016 |
| Carrie Helen Dorman | Benjamin F. Edwards & Company, Inc. | Ameriprise Financial Services, Inc. | — | 06-04-2012 |
| David Blake Fisher | Benjamin F. Edwards & Company, Inc. | Bfe Asset Management, LLC | $100 | 03-12-2010 |
| Brian Dean Vanderlugt | Benjamin F. Edwards & Company, Inc. | Bfe Asset Management, LLC | — | 03-12-2010 |
| Craig Robert Schermerhorn | Benjamin F. Edwards & Company, Inc. | Bfe Asset Management, LLC | $150 | 02-16-2010 |
| David Lee Brumme | Benjamin F. Edwards & Company, Inc. | BFE Asset Management, LLC | $100 | 02-16-2010 |
| Max Merrill Lalicker | Benjamin F. Edwards & Company, Inc. | Bfe Asset Management, LLC | — | 12-09-2009 |
| Tammy R. Ashton | Benjamin F. Edwards & Company, Inc. | Bfe Asset Management, LLC | — | 12-09-2009 |
| Donna Marie Snow | Benjamin F. Edwards & Company, Inc. | Boenning & Scattergood, Inc. | — | 09-07-2012 |
| Courtney Mowen Wright | Benjamin F. Edwards & Company, Inc. | Edward Jones | — | 04-16-2019 |
| Jennifer Jo Ann Pace | Benjamin F. Edwards & Company, Inc. | Edward Jones | — | 08-03-2018 |
| Daphne Lynn Carter | Benjamin F. Edwards & Company, Inc. | Edward Jones | — | 11-17-2017 |
| Angela Wolfe Sanders | Benjamin F. Edwards & Company, Inc. | Edward Jones | — | 02-12-2016 |
| Todd William Brunner | Benjamin F. Edwards & Company, Inc. | Edward Jones | $10 | 09-11-2015 |
| Jamie Leigh Brunner | Benjamin F. Edwards & Company, Inc. | Edward Jones | — | 09-11-2015 |
| Marcy B. Pinnell | Benjamin F. Edwards & Company, Inc. | Edward Jones | $50 | 08-26-2013 |
| Mohammad Ahmed Awad-Eljied | Benjamin F. Edwards & Company, Inc. | Edward Jones | — | 05-20-2011 |
| Chung Kuo Lieu | Benjamin F. Edwards & Company, Inc. | J.J.B. Hilliard, W.L. Lyons, LLC | $50 | 10-06-2017 |
| Michael R. Bardwell | Benjamin F. Edwards & Company, Inc. | LPL Financial LLC | — | 07-13-2017 |
| Justin Andrew Souma | Benjamin F. Edwards & Company, Inc. | LPL Financial LLC | — | 03-16-2015 |
| Richard C. Dworzak | Benjamin F. Edwards & Company, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-24-2017 |
| Richard S. Danielson | Benjamin F. Edwards & Company, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 10-14-2016 |
| Douglas C Tate | Benjamin F. Edwards & Company, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-14-2016 |
| Bradley Scott Joiner | Benjamin F. Edwards & Company, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 07-19-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
