Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Bradley KintzBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.$2502-03-2017
Raymond Frederick FabyBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.$1001-15-2016
Carrie Helen DormanBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.06-04-2012
David Blake FisherBenjamin F. Edwards & Company, Inc.Bfe Asset Management, LLC$10003-12-2010
Brian Dean VanderlugtBenjamin F. Edwards & Company, Inc.Bfe Asset Management, LLC03-12-2010
Craig Robert SchermerhornBenjamin F. Edwards & Company, Inc.Bfe Asset Management, LLC$15002-16-2010
David Lee BrummeBenjamin F. Edwards & Company, Inc.BFE Asset Management, LLC$10002-16-2010
Max Merrill LalickerBenjamin F. Edwards & Company, Inc.Bfe Asset Management, LLC12-09-2009
Tammy R. AshtonBenjamin F. Edwards & Company, Inc.Bfe Asset Management, LLC12-09-2009
Donna Marie SnowBenjamin F. Edwards & Company, Inc.Boenning & Scattergood, Inc.09-07-2012
Courtney Mowen WrightBenjamin F. Edwards & Company, Inc.Edward Jones04-16-2019
Jennifer Jo Ann PaceBenjamin F. Edwards & Company, Inc.Edward Jones08-03-2018
Daphne Lynn CarterBenjamin F. Edwards & Company, Inc.Edward Jones11-17-2017
Angela Wolfe SandersBenjamin F. Edwards & Company, Inc.Edward Jones02-12-2016
Todd William BrunnerBenjamin F. Edwards & Company, Inc.Edward Jones$1009-11-2015
Jamie Leigh BrunnerBenjamin F. Edwards & Company, Inc.Edward Jones09-11-2015
Marcy B. PinnellBenjamin F. Edwards & Company, Inc.Edward Jones$5008-26-2013
Mohammad Ahmed Awad-EljiedBenjamin F. Edwards & Company, Inc.Edward Jones05-20-2011
Chung Kuo LieuBenjamin F. Edwards & Company, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5010-06-2017
Michael R. BardwellBenjamin F. Edwards & Company, Inc.LPL Financial LLC07-13-2017
Justin Andrew SoumaBenjamin F. Edwards & Company, Inc.LPL Financial LLC03-16-2015
Richard C. DworzakBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2017
Richard S. DanielsonBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-14-2016
Douglas C TateBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
Bradley Scott JoinerBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-19-2016
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Showing 1 to 25 of 208 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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