Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Bedor Laren BedorBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2014
Nicholas T Barlotta Jr Daniel R Cauley Nicholas T Barlotta IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-06-2013
James P Luttrell Jr Matthew J Dahlman Thomas A LuttrellBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-06-2013
Betsy Dickson Dawn DicksonBenjamin F. Edwards & Company, Inc.UBS Financial Services Inc.02-11-2013
John HarrisBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2012
Malissa Libby Romack Kathleen DuncanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-22-2011
Maribel F MapesBenjamin F. Edwards & Company, Inc.Morgan Stanley04-12-2019
Craig Scott FichtenbaumBenjamin F. Edwards & Company, Inc.VALIC Financial Advisors, Inc.03-12-2019
Robert Jay KahneBenjamin F. Edwards & Company, Inc.Morgan Stanley04-24-2015
Rachel Lynn WalczakBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC02-23-2015
Debra Taylor TargettBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-26-2014
Steven Mark BrillBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-26-2014
Thomas Michael CarterBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-19-2014
Lauren Michelle BedorBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2014
Nicholas Thomas Barlotta JrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-03-2013
Matthew James DahlmanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-03-2013
Dawn R DicksonBenjamin F. Edwards & Company, Inc.UBS Financial Services Inc.02-08-2013
Malissa E RomackBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-16-2011
Kent Warren LiphamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$4505-19-2014
Thomas Charles KahlBenjamin F. Edwards & Company, Inc.Morgan Stanley$5004-18-2019
Richard Joseph MilliardBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5001-16-2015
Leon Burton HirshBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5005-19-2014
Thomas BedorBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5001-17-2014
Kathleen Marie DuncanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$8709-16-2011
Jeffrey Hill Steve Brill Debra Targett Mary McLaughlin Jessica HillBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10009-30-2014
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.