Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Debasish HajraBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5012-20-2019
John Frederick GrinerBenjamin F. Edwards & Company, Inc.Morgan Stanley$5011-05-2019
James Watson Garner JrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-04-2018
Chung Kuo LieuBenjamin F. Edwards & Company, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5010-06-2017
David Bruce HunterBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15010-16-2015
James Horsley SmithBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15010-16-2015
Marsha Diane Himes MaybenBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15010-16-2015
Michael Scott WoodBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15010-16-2015
Tracie Godfrey KanelosBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$24304-21-2014
James Thomas Holder IiiBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC04-21-2014
James Thomas Holder JrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC04-21-2014
Michael David CregoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-18-2013
Mary Kathryn DuncanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$28310-18-2013
Jon Kevin LewisBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-18-2013
Kathy Taylor StameyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15010-18-2013
Rhea Renae AronhaltBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$22110-18-2013
Roland H de Liniere Marilyn C Hedrick Monnye Hedrick Furr Richard R Cardin Susan K Walker Jennifer E PierceBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-12-2010
Roland Harold DeliniereBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10007-09-2010
Richard Robinson CardinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$50007-09-2010
Jennifer Ellin PierceBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-09-2010
Monnye Hedrick FurrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$29407-09-2010

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.