Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Rebecca L. Carpenter TimmermanBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Sherry Lynn BakerBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Troy Allen WilliamsBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
Lea Anne AshbyBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$1011-09-2018
Merrill Vincent Snowden Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-02-2018
Nicole A. Avery-YoungBenjamin F. Edwards & Company, Inc.Morgan Stanley03-13-2017
Christopher Kevin CoulterBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$20002-11-2016
William Patrick FerryBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$2502-11-2016
Christopher Stephen McNewBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10001-16-2015
Todd ThayerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-15-2014
John Hamilton WeirBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5007-11-2014
Jesse Ernest Wright IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$20006-27-2014
Margaret Katherine Wright DillBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-27-2014
James Hunter GrahamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-18-2014
Eric Ryan BenchBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Jason G. ClouseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Paula Kaye JudkinsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-28-2014
Katherine Beth WorrellBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-28-2014
Bruce Ernest MeltonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-27-2014
Thomas Michael CarterBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5005-19-2014
Kent Warren LiphamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5005-19-2014
Tracie Godfrey KanelosBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15004-21-2014
James Thomas Holder IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15004-21-2014
James Thomas Holder Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15004-21-2014
Next Page »

Showing 1 to 25 of 93 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.