Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph FogertyBerthel, Fisher & Company Financial Services, Inc.Hornor, Townsend & Kent, LLC$2511-22-2019
Sherwin A. BrookBerthel, Fisher & Company Financial Services, Inc.Hornor, Townsend & Kent, LLC$2511-22-2019
Todd Allen FritzBerthel, Fisher & Company Financial Services, Inc.J.W. Cole Financial, Inc.$2510-09-2019
Todd Allen FritzBerthel, Fisher & Company Financial Services, Inc.J.W. Cole Financial, Inc.$2510-09-2019
David Raymond FalkBerthel, Fisher & Company Financial Services, Inc.Securities America Advisors, Inc.08-12-2019
David Raymond FalkBerthel, Fisher & Company Financial Services, Inc.Securities America Advisors, Inc.08-12-2019
David Raymond FalkBerthel, Fisher & Company Financial Services, Inc.Securities America Advisors, Inc.08-12-2019
James Augustus Bowers IIIBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC08-05-2019
Larry Landon CoyleBerthel, Fisher & Company Financial Services, Inc.Sandlapper Securities, LLC07-15-2019
Kevin Todd GobbleBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC04-18-2019
Victor Joseph HensonBerthel, Fisher & Company Financial Services, Inc.Ameriprise Financial Services, Inc.$10004-17-2019
James Robert Caldwell Jr.Berthel, Fisher & Company Financial Services, Inc.Securities America, Inc.02-04-2019
Payton T. BoyeaBerthel, Fisher & Company Financial Services, Inc.Thrivent Investment Management Inc.09-07-2018
William Charles SinesBerthel, Fisher & Company Financial Services, Inc.Kalos Capital, Inc.06-29-2018
Michelle Rene PommeranzBerthel, Fisher & Company Financial Services, Inc.The Huntington Investment Company06-12-2018
Jeffrey Robert UtterbackBerthel, Fisher & Company Financial Services, Inc.Citizens Securities, Inc.11-20-2017
Edward Augustin OrgeronBerthel, Fisher & Company Financial Services, Inc.Kovack Securities Inc.$10009-22-2017
Lori Ann ClemBerthel, Fisher & Company Financial Services, Inc.WFG Investments, Inc.07-18-2017
Gary Wayne GrahamBerthel, Fisher & Company Financial Services, Inc.WFG Investments, Inc.$10007-14-2017
William Lawrence Curry Sr.Berthel, Fisher & Company Financial Services, Inc.Kovack Securities Inc.$10007-03-2017
Kristen Moran HaleyBerthel, Fisher & Company Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-11-2017
James O'Neal Mitchell Jr.Berthel, Fisher & Company Financial Services, Inc.Triad Advisors LLC04-18-2017
Terrence Roy CushmanBerthel, Fisher & Company Financial Services, Inc.ProEquities, Inc.01-25-2017
Pamela Sue HarrisonBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley01-10-2017
Matthew John PalazzoloBerthel, Fisher & Company Financial Services, Inc.The Leaders Group, Inc.01-03-2017
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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