Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Sue CasillasCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Bruce Lincoln GrahamCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Stephen Dennis WiltCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Mark Thomas MedlinCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Michael Stephen PraticoCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Jean Duffy UlrichsonCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Mark Alton DavisCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Errol Andrew HauCAPTRUSTCAPFINANCIAL SECURITIES, LLC.04-09-2015
Daniel James EschCAPTRUSTCAPFINANCIAL SECURITIES, LLC.04-09-2015
Ellen Donovan CrowleyCAPTRUSTCAPFINANCIAL SECURITIES, LLC.04-09-2015
John Allan PickettCAPTRUSTCapFinancial Securities, LLC.04-09-2015
James Raymond ValmonteCAPTRUSTCapTrust Financial Advisors04-09-2015
John Wayne Mangum Jr.CAPTRUSTCapFinancial Securities, LLC.04-09-2015
Richmond Gilbert Bernhardt IIICAPTRUSTCapFinancial Securities, LLC.04-09-2015
Paul William OwenCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Robert Michael GrayCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Barron Vaughn SchmittCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Susan M. ClausenCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Teresa Ann ParkerCAPTRUSTCAPFINANCIAL SECURITIES, LLC.04-09-2015
William Travis WhittenCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Paul Raymond Stibich Jr.CAPTRUSTCapFinancial Securities, LLC.04-09-2015
Evan Michael HolmesCAPTRUSTCAPFINANCIAL SECURITIES, LLC.04-09-2015
Aaron Josiah MorrisCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Beryl Whitten BallCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Jason Martin BartCAPTRUSTCAPFINANCIAL SECURITIES, LLC.04-09-2015
Next Page »

Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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