Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Joseph GraysonCFD Investments, Inc.W&S Brokerage Services, Inc.05-21-2019
Scott Thomas KoontzCFD Investments, Inc.Farmers Financial Solutions, LLC09-26-2018
Leonard Lester NeislerCFD Investments, Inc.MML Investors Services, LLC$2506-25-2018
Phillip Allen HolcerCFD Investments, Inc.HD Vest Investment Services03-13-2018
Thomas Jefferson Faulconer IVCFD Investments, Inc.Money Concepts Capital Corp02-11-2018
Jimm Scott NidlingerCFD Investments, Inc.Signator Investors, Inc.01-19-2018
Matthew J. HoltCFD Investments, Inc.MML Investors Services, LLC12-19-2017
John D. KampenCFD Investments, Inc.Northland Securities, Inc.$4011-22-2017
Kurt Leroy HillCFD Investments, Inc.Investment Centers of America, Inc.11-02-2017
Candace M. GillesCFD Investments, Inc.SII Investments, Inc.09-21-2017
Dawn Leclaire WalkerCFD Investments, Inc.LPL Financial LLC09-14-2017
Kyle Michael MarburgerCFD Investments, Inc.VALIC Financial Advisors, Inc.07-05-2017
Alejandro Alberto LebronCFD Investments, Inc.INVEST Financial Corporation$1006-16-2017
Joshua Standish FortinCFD Investments, Inc.Fortin Advisory$5012-02-2016
Mac Aric CarpenterCFD Investments, Inc.Ameriprise Financial Services, Inc.$2509-20-2016
Ashley Marie BolsonCFD Investments, Inc.Forsyth Securites, Inc.07-25-2016
Stanley Clyde RiggsCFD Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2016
Richard Lewis WolfeCFD Investments, Inc.The O.N. Equity Sales Company01-06-2016
Jamie Smith BarberCFD Investments, Inc.Wells Fargo Clearing Services, LLC08-17-2015
Ryan Alexander DeamicisCFD Investments, Inc.Next Financial Group, Inc.07-24-2015
Nathan D. CruzCFD Investments, Inc.Next Financial Group, Inc.07-24-2015
Brett Michael BaconCFD Investments, Inc.Waddell & Reed01-05-2015
Richard DambolaCFD Investments, Inc.Questar Capital Corporation10-15-2014
Robert Herbert BrittonCFD Investments, Inc.G. A. Repple & Company$2510-01-2014
Benjamin T. GlennCFD Investments, Inc.Securities Service Network, LLC08-12-2014
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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