Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Gerry HackettCFD Investments, Inc.CUSO Financial Services, L.P.04-30-2020
Jill Rene WoodsCFD Investments, Inc.Retirement Plan Advisors, LLC$1,00004-01-2020
Douglas Eugene HenkeCFD Investments, Inc.LPL Financial LLC04-01-2020
Robin Kay JohnsonCFD Investments, Inc.J.W. Cole Financial, Inc.01-09-2020
Timothy John KlingCFD Investments, Inc.Raymond James Financial Services, Inc.01-02-2020
William James Novack SrCFD Investments, Inc.Cambridge Investment Research, Inc.09-16-2019
Larry Loren WeichelCFD Investments, Inc.Regulus Advisors, LLC$5009-13-2019
Douglas David HansonCFD Investments, Inc.Thrivent Investment Management Inc.08-05-2019
Jeffrey Jon JohnsonCFD Investments, Inc.J. W. Cole Advisors, Inc.07-30-2019
Saeed Abdulla SulaimanCFD Investments, Inc.Questar Capital Corporation01-23-2019
Scott T KoontzCFD Investments, Inc.Farmers Financial Solutions, LLC09-26-2018
Diana Lynn CovellCFD Investments, Inc.Avantax Investment Services, Inc.07-23-2018
Leonard Lester NeislerCFD Investments, Inc.MML Investors Services, LLC$2506-25-2018
Benjamin David FranklinCFD Investments, Inc.First Allied Securities, Inc.$10002-27-2018
Timothy A FranklinCFD Investments, Inc.First Allied Securities, Inc.02-27-2018
Jimm Scott NidlingerCFD Investments, Inc.Signator Investors, Inc.01-19-2018
Matthew J HoltCFD Investments, Inc.MML Investors Services, LLC12-19-2017
John D KampenCFD Investments, Inc.Northland Securities, Inc.$4011-22-2017
Kurt Leroy HillCFD Investments, Inc.Investment Centers of America, Inc.11-02-2017
Candace M GillesCFD Investments, Inc.SII Investments, Inc.09-21-2017
Dawn Leclaire WalkerCFD Investments, Inc.LPL Financial LLC09-14-2017
Kyle Michael MarburgerCFD Investments, Inc.VALIC Financial Advisors, Inc.07-05-2017
Alejandro Alberto LebronCFD Investments, Inc.INVEST Financial Corporation06-16-2017
Christin Nicole ClarkCFD Investments, Inc.Lincoln Financial Securities Corporation05-03-2017
Douglas Christopher BeamCFD Investments, Inc.LPL Financial LLC03-08-2017
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.