Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lawrence RowlandCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC$10001-21-2009
Kenneth Eugene McGlameryCUNA Brokerage Services, Inc.BMO Harris Financial Advisors, Inc.04-23-2009
Ricky Dewight Whitmire JrCUNA Brokerage Services, Inc.PNC Investments$2507-06-2009
Eric S PasquiniCUNA Brokerage Services, Inc.Allstate Financial Services, LLC$2508-07-2009
Mark A GernetzkeCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC$2508-20-2009
Melissa Ann AcherCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.$5009-16-2009
Brian James KoppCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-16-2009
Stephen AbbottCUNA Brokerage Services, Inc.Edward Jones$5010-08-2009
Juanita Alexandra McCormickCUNA Brokerage Services, Inc.Equitable Advisors, LLC$2512-01-2009
Stephen Joseph MillerCUNA Brokerage Services, Inc.Equitable Advisors, LLC12-21-2009
Grover Dale RanzCUNA Brokerage Services, Inc.OneAmerica Securities, Inc.$5004-01-2010
Katya Lynn Thompson-CantuCUNA Brokerage Services, Inc.BBVA Compass Investment Solutions, Inc.05-17-2010
Kenton Leone HartCUNA Brokerage Services, Inc.Edward Jones08-01-2010
James PetrizzoCUNA Brokerage Services, Inc.Lincoln Financial Securities Corporation08-02-2010
Christine Rose KusherCUNA Brokerage Services, Inc.VALIC Financial Advisors, Inc.$2510-01-2010
Jason M HealyCUNA Brokerage Services, Inc.Morgan Stanley$2511-01-2010
Mary Anne LaferriereCUNA Brokerage Services, Inc.U.S. Bancorp Investments, Inc.11-19-2010
Jason Andrew NetrosioCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-06-2010
Bethel L ColemanCUNA Brokerage Services, Inc.Edward Jones12-16-2010
Jonathan Bradley LybeckCUNA Brokerage Services, Inc.GLP Investment Services, LLC12-28-2010
Erik JaimeCUNA Brokerage Services, Inc.BBVA Compass Investment Solutions, Inc.$2502-01-2011
Christian Matthew Del GiorgioCUNA Brokerage Services, Inc.Quest Capital Strategies, Inc.$15004-18-2011
Lary Wayne FeldkampCUNA Brokerage Services, Inc.Capital Financial Services, Inc.$5006-01-2011
Steven Daniel SpiveyCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC$1308-01-2011
Thomas Anthony SconzoCUNA Brokerage Services, Inc.Chase Investment Services Corp.12-01-2011
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Showing 1 to 25 of 329 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.