Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashley D. HallCUNA Brokerage Services, Inc.Cetera Investment Services LLC10-07-2019
Mark Bromm HolmquistCUNA Brokerage Services, Inc.Cetera Investment Services LLC$50008-28-2019
Shane David IronsCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-30-2018
Charlotte Ann RoperCUNA Brokerage Services, Inc.Cetera Investment Services LLC$10009-28-2017
Bradley Wyman KeyCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-09-2017
Daniel Frank HofmannCUNA Brokerage Services, Inc.Cetera Investment Services LLC03-28-2017
Daron MeyerCUNA Brokerage Services, Inc.Cetera Investment Services LLC$25009-22-2016
Jonathan Peter DekkerCUNA Brokerage Services, Inc.Cetera Investment Services LLC$15006-07-2016
Blake SuttonCUNA Brokerage Services, Inc.Cetera Investment Services LLC04-21-2016
John Richard Shepherd Jr.CUNA Brokerage Services, Inc.Cetera Investment Services LLC10-23-2015
Lawrence Joseph GardnerCUNA Brokerage Services, Inc.Cetera Investment Services LLC$10007-06-2015
Lynn Tyler WoodCUNA Brokerage Services, Inc.Cetera Investment Services LLC07-28-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.