Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Mcclusky PalmerCUNA Brokerage Services, Inc.Kestra Investment Services, LLC$2507-10-2013
Lawrence Joseph GardnerCUNA Brokerage Services, Inc.Cetera Investment Services LLC07-06-2015
Eileen Ann RestrepoCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2015
John Joseph Stanton IIICUNA Brokerage Services, Inc.Citizens Securities, Inc.$15011-10-2015
Carolyn Dee BareCUNA Brokerage Services, Inc.Advantage Investment Management, LLC04-21-2017
Jonathan M MurrayCUNA Brokerage Services, Inc.BB&T Investment Services, Inc.01-25-2018
Stefanie Lynn Evenden FlohrCUNA Brokerage Services, Inc.LPL Financial LLC04-20-2018
Daniel Clifford KingCUNA Brokerage Services, Inc.Raymond James Financial Services, Inc.05-24-2018
Mark Edward KilbrideCUNA Brokerage Services, Inc.Kestra Investment Services, LLC$5007-25-2018
Robert Andrew Mazur JrCUNA Brokerage Services, Inc.Morgan Stanley10-09-2018
Michael Wayne McFarlandCUNA Brokerage Services, Inc.Triad Advisors LLC11-13-2018
Kevin James FarrowCUNA Brokerage Services, Inc.Saxony Securities, Inc.11-16-2018
Daniel M StewartCUNA Brokerage Services, Inc.SunTrust Investment Services, Inc.12-21-2018
William Joseph CangemeCUNA Brokerage Services, Inc.LPL Financial LLC06-17-2019
Rufus Leon Hawkins IICUNA Brokerage Services, Inc.Edward Jones08-28-2019
Patricia Ann NicholsCUNA Brokerage Services, Inc.Equitable Advisors, LLC05-08-2020
Michael Scott SimonCUNA Brokerage Services, Inc.HSBC Securities (USA) Inc.06-12-2020
Robert Clinton ChastainCUNA Brokerage Services, Inc.Allstate Financial Advisors, LLC06-25-2020
Eric Christian MartinezCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC08-26-2020

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.