Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lawrence RowlandCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.01-21-2009
Mark A GernetzkeCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC08-20-2009
Brian James KoppCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-16-2009
Kenton Leone HartCUNA Brokerage Services, Inc.Edward Jones08-01-2010
Jonathan Bradley LybeckCUNA Brokerage Services, Inc.GLP Investment Services, LLC12-28-2010
Carol Skelton AdermanCUNA Brokerage Services, Inc.Morgan Stanley$2502-07-2011
Lary Wayne FeldkampCUNA Brokerage Services, Inc.Capital Financial Services, Inc.$1006-01-2011
Thomas Anthony SconzoCUNA Brokerage Services, Inc.Chase Investment Services Corp.12-01-2011
Edward Eric GrondahlCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2012
Stuart S. CooperCUNA Brokerage Services, Inc.Allstate Financial Services, LLC08-26-2013
Cynthia Lynn GarciaCUNA Brokerage Services, Inc.LPL Financial LLC01-07-2014
Kevin R. EidellCUNA Brokerage Services, Inc.Morgan Stanley01-17-2014
Douglas Blake StocklanCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-05-2014
Robert D. ScafaCUNA Brokerage Services, Inc.First Brokerage America, LLC$2503-18-2014
Nathan RodgersCUNA Brokerage Services, Inc.Nationwide Securities, LLC05-06-2014
Scott Douglas CoveyCUNA Brokerage Services, Inc.Waddell & Reed05-08-2014
Ariel Monsivais Jr.CUNA Brokerage Services, Inc.LPL Financial LLC05-12-2014
Ronald Lee Weatherly Jr.CUNA Brokerage Services, Inc.LPL Financial LLC$2506-03-2014
Jerome Sanford Anderson Jr.CUNA Brokerage Services, Inc.Sigma Financial Corporation$2511-20-2014
Lawrence Joseph GardnerCUNA Brokerage Services, Inc.Cetera Investment Services LLC07-06-2015
Laura Lynn AsgariCUNA Brokerage Services, Inc.Elliott Cove Capital Management$2512-09-2015
Mark Aaron RobbinsCUNA Brokerage Services, Inc.Detalus Securities, LLC05-10-2016
Michael Francis RoanCUNA Brokerage Services, Inc.Northern Lights Distributors, LLC10-23-2016
Brooke Lea BowieCUNA Brokerage Services, Inc.INVEST Financial Corporation03-23-2017
John Richard Crane Jr.CUNA Brokerage Services, Inc.Infinex Investments, Inc.04-13-2017
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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