Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Bradley LybeckCUNA Brokerage Services, Inc.GLP Investment Services, LLC12-28-2010
Ralph Henry Kapalczynski JrCUNA Brokerage Services, Inc.Waddell & Reed05-09-2012
Jerold Keith JohnsonCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC07-27-2015
Noah Allan FerrioCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC$15008-25-2015
Jonathan Peter DekkerCUNA Brokerage Services, Inc.Cetera Investment Services LLC$15006-07-2016
Saundra Dee IvyCUNA Brokerage Services, Inc.OAK Point Financial Group11-01-2016
Adam Michael SillCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.08-08-2017
Laura Elizabeth Griffin-TroyerCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.08-11-2017
Kevin Donald PaulCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC07-12-2018
Todd A BertschCUNA Brokerage Services, Inc.GLP Investment Services, LLC$20012-26-2018
Travis Clark PasmaCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-24-2019
Mark Duane GarrodCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-25-2019
James Joseph Tillman JrCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC12-12-2019
Emilee Kay LawrenceCUNA Brokerage Services, Inc.M Holdings Securities, Inc.01-14-2020
John P NelliganCUNA Brokerage Services, Inc.TIAA-CREF Individual & Institutional Services, LLC01-31-2020

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.