Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Justin GuibertCUNA Brokerage Services, Inc.LPL Financial LLC03-10-2020
Landon H. MageeCUNA Brokerage Services, Inc.LPL Financial LLC02-11-2020
Carissa Jean WallinCUNA Brokerage Services, Inc.Allianz Life Financial Services, LLC07-15-2019
Shane David IronsCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-30-2018
Nathen Lynn ChristensenCUNA Brokerage Services, Inc.MML Investors Services, LLC09-21-2017
Wendy M OtternessCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC04-10-2017
Brent Garen WohlersCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.03-31-2017
John Francis DegelmannCUNA Brokerage Services, Inc.Edward Jones02-14-2017
Michael Thomas ClarkCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-13-2017
Justin Michael KasmiskieCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC08-12-2016
Scott Howard ZoellnerCUNA Brokerage Services, Inc.Pruco Securities, LLC.$5005-18-2016
Daniel Thomas BattcherCUNA Brokerage Services, Inc.TIAA-CREF Individual & Institutional Services, LLC03-23-2016
Danielle C. FaisonCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC10-03-2014
Michael Paul SchwietersCUNA Brokerage Services, Inc.MML Investors Services, LLC05-09-2013
Erik David OlsonCUNA Brokerage Services, Inc.Allianz Life Financial Services, LLC01-15-2013
Karl David JensenCUNA Brokerage Services, Inc.Raymond James Financial Services, Inc.08-28-2012
Mark Richard OlsonCUNA Brokerage Services, Inc.VALIC Financial Advisors, Inc.$2507-26-2012
Matthew Hannon GraceCUNA Brokerage Services, Inc.Key Investment Services LLC09-06-2011

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.