Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen AbbottCUNA Brokerage Services, Inc.Edward Jones$5010-08-2009
Jason Andrew NetrosioCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-06-2010
Thomas Anthony SconzoCUNA Brokerage Services, Inc.Chase Investment Services Corp.12-01-2011
Frank Robert PecorellaCUNA Brokerage Services, Inc.Citigroup Global Markets Inc.05-03-2013
Brian David HopperCUNA Brokerage Services, Inc.INVEST Financial Corporation06-10-2013
George Kevin MouradianCUNA Brokerage Services, Inc.INVEST Financial Corporation$5008-14-2014
Mathew HastingsCUNA Brokerage Services, Inc.Key Investment Services LLC$15006-10-2015
Donald Lee Dorr JrCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$15006-25-2015
Kevin Michael MurphyCUNA Brokerage Services, Inc.MetLife Securities Inc.10-19-2016
Devon Caldwell LittlefieldCUNA Brokerage Services, Inc.Citizens Securities, Inc.12-01-2016
David Christopher BrownCUNA Brokerage Services, Inc.TD Ameritrade, Inc.12-17-2018
Jeffrey Michael BaldigoCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.12-18-2018
Ruth Alice JohnsonCUNA Brokerage Services, Inc.Key Investment Services LLC07-09-2019
Michael V SpelmanCUNA Brokerage Services, Inc.Myrmidon Private Capital09-06-2019
Jeffrey SaranCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-10-2019
Steven A HorylCUNA Brokerage Services, Inc.M&T Securities, Inc.10-17-2019
Robert FalkCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2019
Albert Patrick MorasCUNA Brokerage Services, Inc.Pruco Securities, LLC.11-13-2019
Michael J VegaCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC09-14-2020

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.