Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia Kay KnapeCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$10012-11-2018
Brian M. TurpenCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$25011-07-2013
Carolina Berdoza MarquezCUNA Brokerage Services, Inc.Woodbury Financial Services, Inc.$10006-05-2015
David Wayne MatthewsCUNA Brokerage Services, Inc.Frost Brokerage Services, Inc.11-17-2010
Debra Lea HastingsCUNA Brokerage Services, Inc.Edward Jones06-16-2017
Erik JaimeCUNA Brokerage Services, Inc.BBVA Compass Investment Solutions, Inc.$10002-01-2011
James Christopher BiasucciCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC05-07-2015
James Edward HerringCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.02-27-2019
John Ammon Brouse Jr.CUNA Brokerage Services, Inc.Edward Jones04-16-2009
Jorge MaciasCUNA Brokerage Services, Inc.BBVA Securities Inc.06-15-2016
Jose Alvaro Reyes IIICUNA Brokerage Services, Inc.First Command Financial Planning, Inc.$50006-19-2018
Joshua Bernard LowyCUNA Brokerage Services, Inc.SWBC Investment Services, LLC08-24-2017
Katya Lynn Thompson-CantuCUNA Brokerage Services, Inc.BBVA Compass Investment Solutions, Inc.05-17-2010
Keith Vancil GilbertCUNA Brokerage Services, Inc.LPL Financial LLC$25012-18-2009
Kyle Travis RotherCUNA Brokerage Services, Inc.Edward Jones06-18-2009
Leonard Andrew Thomas Jr.CUNA Brokerage Services, Inc.CUSO Financial Services, L.P.01-20-2014
Michael SuggsCUNA Brokerage Services, Inc.Allstate Financial Services, LLC09-26-2019
Nicole Renee CurfmanCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC01-26-2015
Robert Michael WatsonCUNA Brokerage Services, Inc.Fisher Investments05-09-2019
William Joel BurkhartCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$50003-06-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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