Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip H Moore IIICUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC$2508-21-2012
Ronald Hall HicksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.$10008-20-2015
Michael J CalandruccioCUNA Brokerage Services, Inc.Kestra Advisory Services, LLC$10006-08-2017
James Fredrick CollinsCUNA Brokerage Services, Inc.Capital Integrated$2501-10-2018
Joel Donald MarksCUNA Brokerage Services, Inc.Capital One Investing, LLC06-06-2018
Gail Edna LeshCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$2507-19-2018
Stephen Winston NoffsingerCUNA Brokerage Services, Inc.Davenport & Company LLC05-29-2019
Horace Lee Daniel SrCUNA Brokerage Services, Inc.Transamerica Financial Advisors, Inc10-08-2019
William Edward Schroen IiiCUNA Brokerage Services, Inc.RBC Capital Markets, LLC10-31-2019

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.