Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip H. Moore IIICUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC$2508-21-2012
Aaron William JohnsonCUNA Brokerage Services, Inc.Infinex Investments, Inc.$2505-29-2015
Ronald Hall HicksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.08-20-2015
Elizabeth W. SamsCUNA Brokerage Services, Inc.Lincoln Financial Securities Corporation04-13-2017
Michael J. CalandruccioCUNA Brokerage Services, Inc.Kestra Advisory Services, LLC06-08-2017
James Fredrick CollinsCUNA Brokerage Services, Inc.Capital Integrated01-10-2018
Gail Edna LeshCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-19-2018
Saloma A. BecharaCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC11-26-2018
Stephen Winston NoffsingerCUNA Brokerage Services, Inc.Davenport & Company LLC05-29-2019
Horace Lee Daniel Sr.CUNA Brokerage Services, Inc.Transamerica Financial Advisors, Inc10-08-2019

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.