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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David F QuintCUNA Brokerage Services, Inc.Edward Jones$1001-01-2013
Kyle David OttoCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.03-27-2013
Jeremy Andrew HawkinsCUNA Brokerage Services, Inc.LPL Financial LLC$2509-16-2014
Ladonna Lynn BeaumontCUNA Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$5008-24-2015
Tracy Helene AalvikCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC$2511-05-2015
Craig Bennett RothCUNA Brokerage Services, Inc.Global Financial Private Capital, Inc.05-18-2017
John A. GeeCUNA Brokerage Services, Inc.Edward Jones06-15-2018
Lance Alan SevierCUNA Brokerage Services, Inc.Hornor, Townsend & Kent, LLC02-20-2019
David Levi HansenCUNA Brokerage Services, Inc.Foresters Financial Services, Inc.05-10-2019
William E. Lusby Jr.CUNA Brokerage Services, Inc.SunTrust Advisory Services, Inc.07-17-2019
William Michael FurrCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC08-28-2019

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.