Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark A GernetzkeCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC$2508-20-2009
Brian James KoppCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-16-2009
Steven Andrew MuellerCUNA Brokerage Services, Inc.Morgan Stanley02-24-2012
Margaret Leora KingCUNA Brokerage Services, Inc.Edward Jones10-02-2012
Susan Mary BreyerCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$2503-16-2013
John Edward PeshCUNA Brokerage Services, Inc.ProEquities, Inc.04-19-2013
Suzanne Louise TonelliCUNA Brokerage Services, Inc.LPL Financial LLC03-05-2014
Gregory Edward SmythCUNA Brokerage Services, Inc.Allstate Financial Services, LLC03-21-2014
David Bennett CutlerCUNA Brokerage Services, Inc.Edward Jones04-22-2015
Steven Mark BandyCUNA Brokerage Services, Inc.Abacus Investments, Inc.$2507-01-2015
Robert John Dillon JrCUNA Brokerage Services, Inc.INVEST Financial Corporation01-11-2016
Nicholas Ryan BurgeCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC05-13-2016
Krista Marie KarowCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.06-10-2016
Jason Edwin BuchingerCUNA Brokerage Services, Inc.Associated Investment Services, Inc.$5002-24-2017
Brent Garen WohlersCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.03-31-2017
David Wayne TansorCUNA Brokerage Services, Inc.Mutual of Omaha Investor Services, Inc.$5009-20-2017
Patrick Terrence McMahonCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$50010-11-2017
Anja Hartleb-ParsonCUNA Brokerage Services, Inc.Edward Jones12-14-2017
Griffin K KaleppCUNA Brokerage Services, Inc.WEA Investment Services, Inc.07-24-2018
John FraustoCUNA Brokerage Services, Inc.TCFG Wealth Management, LLC09-25-2018
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC11-05-2018
Jonathan Michael FioritoCUNA Brokerage Services, Inc.Equitable Advisors, LLC06-14-2019
Michael John VioletteCUNA Brokerage Services, Inc.U.S. Bancorp Investments, Inc.06-28-2019
Travis M CaswellCUNA Brokerage Services, Inc.Edward Jones09-24-2019
Thomas Patrick LynchCUNA Brokerage Services, Inc.RBC Capital Markets, LLC$5410-02-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.