Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis Kakra SamCUNA Brokerage Services, Inc.Morgan Stanley07-19-2019
Fielding Scott MillerCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC07-19-2019
William E. Lusby Jr.CUNA Brokerage Services, Inc.SunTrust Advisory Services, Inc.07-17-2019
John Steven MasinkoCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$10007-16-2019
Joseph David MotisiCUNA Brokerage Services, Inc.Citizens Securities, Inc.07-16-2019
Carissa Jean WallinCUNA Brokerage Services, Inc.Allianz Life Financial Services, LLC07-15-2019
Ruth Alice JohnsonCUNA Brokerage Services, Inc.Key Investment Services LLC07-09-2019
Michael John VioletteCUNA Brokerage Services, Inc.U.S. Bancorp Investments, Inc.06-28-2019
Matthew Robert TodtCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC06-24-2019
Stephen Alan MartinCUNA Brokerage Services, Inc.MML Investors Services, LLC06-21-2019
Heather Diane PonsanoCUNA Brokerage Services, Inc.Ebert Capital Management Inc.06-21-2019
Jeffrey Ottwin AndersonCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
William Joseph CangemeCUNA Brokerage Services, Inc.LPL Financial LLC06-17-2019
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Christopher Roy GibardiCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Jade Minta CampbellCUNA Brokerage Services, Inc.Country Capital Management Company06-12-2019
Todd N. Tarney Sr.CUNA Brokerage Services, Inc.Nationwide Securities, LLC06-03-2019
Stephen Winston NoffsingerCUNA Brokerage Services, Inc.Davenport & Company LLC05-29-2019
Garret LockeCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.05-29-2019
Jason Guy HovdeCUNA Brokerage Services, Inc.Cambridge Investment Research, Inc.05-28-2019
David Levi HansenCUNA Brokerage Services, Inc.Foresters Financial Services, Inc.05-10-2019
Robert Michael WatsonCUNA Brokerage Services, Inc.Fisher Investments05-09-2019
Dennis John BeaulieuCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC05-03-2019
Allison J. ZechCUNA Brokerage Services, Inc.Horace Mann Investors, Inc.05-02-2019
Carlos S. Torres-NegronCUNA Brokerage Services, Inc.BancWest Investment Services, Inc.05-01-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.