Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David L. SpencerCUSO Financial Services, L.P.Cuna Brokerage Services, Inc.$107-10-2019
Jon Carl FoxCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$1,00007-10-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Joseph Allan Chee Jr.CUSO Financial Services, L.P.Cetera Investment Services LLC03-11-2019
Kimberly E BrownCUSO Financial Services, L.P.LPL Financial LLC$102-28-2019
Jeremy Andrew HawkinsCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$15002-19-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Brian Earl TeegardinCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$1001-22-2019
Benjamin James BirdCUSO Financial Services, L.P.Key Investment Services LLC01-02-2019
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Ray Allen PickettCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated$112-11-2018
John David ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Timothy John PesterCUSO Financial Services, L.P.Fifth Third Securities, Inc.11-06-2018
Jon Michael VirostekCUSO Financial Services, L.P.The Baker Group, LP11-01-2018
Edward Pree HaysCUSO Financial Services, L.P.USAA Financial Advisors, Inc.$15010-26-2018
Robert Thomas Mcmahon IIICUSO Financial Services, L.P.Global Financial Private Capital, LLC10-22-2018
John Daniel WeisCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC10-08-2018
Romney Kay GarnerCUSO Financial Services, L.P.Thrivent Investment Management Inc.$1010-08-2018
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
Gregory Michael LinneburCUSO Financial Services, L.P.Securities America, Inc.$2510-01-2018
Russell Glenn GochneaurCUSO Financial Services, L.P.AXA Advisors, LLC$5009-28-2018
Johnathan T StackhouseCUSO Financial Services, L.P.Good Life Advisors, LLC$1009-07-2018
Scott Allen BradtmillerCUSO Financial Services, L.P.OneAmerica Securities, Inc.08-07-2018
Callahan Wade WoolettCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$1007-30-2018
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Showing 1 to 25 of 455 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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