Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Vincent KramlingCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2020
James Richard Lowe IICUSO Financial Services, L.P.LPL Financial LLC04-21-2020
Edward Dayan RubinCUSO Financial Services, L.P.CUSO Financial Services, L.P.04-20-2020
Timothy Michael HealyCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-25-2020
John Anthony Del-Zio Jr.CUSO Financial Services, L.P.Allstate Financial Services, LLC03-23-2020
Ross T. KumasakiCUSO Financial Services, L.P.Cetera Investment Services LLC03-23-2020
John Anthony AlvarezCUSO Financial Services, L.P.Pruco Securities, LLC.03-18-2020
Sean LynchCUSO Financial Services, L.P.The O.N. Equity Sales Company03-10-2020
Joseph Houston CaterCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$2503-09-2020
Christopher ReschCUSO Financial Services, L.P.Edward Jones02-25-2020
Dannielle Brittany BrownCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2020
Joshua Adam KeyesCUSO Financial Services, L.P.Cetera Investment Services LLC02-11-2020
Jesse LugenbeelCUSO Financial Services, L.P.Northwestern Mutual Investment Services, LLC02-10-2020
Justin A. AndersonCUSO Financial Services, L.P.Purshe Kaplan Sterling Investments01-29-2020
Colton TurnerCUSO Financial Services, L.P.Martin Wealth Management, LLC01-27-2020
Herbert Peter MerkCUSO Financial Services, L.P.PFS Investments Inc.01-15-2020
Earl Duane SoutherlandCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Brian James VennCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$15001-08-2020
Kevin Joseph BlackCUSO Financial Services, L.P.Lincoln Financial Advisors Corporation$2501-08-2020
Brock Thomas AdamsCUSO Financial Services, L.P.B.O.S.S. Retirement Advisors, LLC01-03-2020
Joseph Roy DaveyCUSO Financial Services, L.P.LPL Financial LLC$5001-02-2020
Sandra Gayle ThompkinsCUSO Financial Services, L.P.LPL Financial LLC$1001-02-2020
Jennifer Rose MackCUSO Financial Services, L.P.LPL Financial LLC01-02-2020
Matthew Robert KnellCUSO Financial Services, L.P.Charles Schwab & Co., Inc.01-02-2020
Jonathan Russell McKenzieCUSO Financial Services, L.P.Cetera Advisor Networks LLC12-23-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.