Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ida May WestCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.03-18-2019
Jake R. BumanCUSO Financial Services, L.P.BMO Harris Financial Advisors, Inc.01-08-2018
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
James Arthur SimpsonCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
James Harold Yocom IIICUSO Financial Services, L.P.UnionBanc Investment Services, LLC10-21-2016
James Howard HomanCUSO Financial Services, L.P.Transamerica Capital, Inc.06-02-2015
Jason Michael LauCUSO Financial Services, L.P.Bankoh Investment Services, Inc.$2505-14-2015
Jason Stephen MorrowCUSO Financial Services, L.P.Citizens Securities, Inc.01-07-2015
Jeanette L. BeattyCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2012
Jeffrey James ClementsCUSO Financial Services, L.P.Fusion Capital Management07-11-2016
Jeffrey John JockCUSO Financial Services, L.P.LPL Financial LLC02-18-2015
Jeffrey Joseph VenableCUSO Financial Services, L.P.Cambridge Investment Research, Inc.11-02-2015
Jeffrey Scott DierksheideCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.05-19-2014
Jennifer A. ClarkeCUSO Financial Services, L.P.J.P. Morgan Securities LLC05-01-2013
Jeremy Andrew HawkinsCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$15002-19-2019
Jessica Suzanne KouriCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.09-02-2014
John D. ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
John Daniel WeisCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC10-08-2018
John David KerekanichCUSO Financial Services, L.P.Country Capital Management Company02-28-2017
John Francis PotterCUSO Financial Services, L.P.MML Investors Services, Inc.$2209-16-2019
John Francis PotterCUSO Financial Services, L.P.MML Investors Services, Inc.$2209-16-2019
John Guenther HallerCUSO Financial Services, L.P.Fifth Third Securities, Inc.09-17-2010
John J Kirwan Jr.CUSO Financial Services, L.P.LPL Financial LLC02-18-2015
John M. SagravesCUSO Financial Services, L.P.Fifth Third Securities, Inc.06-04-2012
John Michael GreeneCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
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Showing 101 to 125 of 272 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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