Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron BitranCUSO Financial Services, L.P.LPL Financial LLC02-18-2015
Abelardo Marcos HernandezCUSO Financial Services, L.P.INVEST Financial Corporation01-22-2016
Abelardo Marcos HernandezCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.06-18-2014
Adelbert Francis DuffyCUSO Financial Services, L.P.UBS Financial Services Inc.03-23-2009
Adrian Albert HedwigCUSO Financial Services, L.P.LPL Financial LLC01-26-2015
Aimee Christine MardenCUSO Financial Services, L.P.AXA Advisors, LLC01-04-2016
Alan John DavisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.11-21-2017
Alan Nelson BarnesCUSO Financial Services, L.P.SII Investments, Inc.$1012-23-2013
Albert Barry BurnsCUSO Financial Services, L.P.BB&T Securities, LLC04-01-2019
Albert D. HaskinsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC06-29-2011
Albert P. Del VecchioCUSO Financial Services, L.P.NYLIFE Securities LLC05-05-2014
Alex Antonio BacayCUSO Financial Services, L.P.MetLife Securities Inc.12-01-2009
Alex Mark KirrinCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Alexander William BrunCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-12-2016
Alexandra Lauren SwansonCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC10-13-2014
Alfred David BarbatoCUSO Financial Services, L.P.PNC Investments10-15-2012
Alfred David BarbatoCUSO Financial Services, L.P.Janney Montgomery Scott LLC05-18-2009
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Alicia Kay KnapeCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.01-23-2012
Allison FahrenkrugCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-10-2014
Allison Jo AlleyCUSO Financial Services, L.P.Chase Investment Services Corp.12-01-2010
Aman Ullah AwanCUSO Financial Services, L.P.Fifth Third Securities, Inc.02-04-2014
Amanda S. Van SchaikCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$1004-29-2019
Amy Jean KomisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-10-2014
Anatoly VildermanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-12-2016
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Showing 1 to 25 of 624 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.