Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron BitranCUSO Financial Services, L.P.LPL Financial LLC02-18-2015
Adelbert Francis DuffyCUSO Financial Services, L.P.UBS Financial Services Inc.03-23-2009
Adrian Albert HedwigCUSO Financial Services, L.P.LPL Financial LLC01-26-2015
Aimee Christine MardenCUSO Financial Services, L.P.AXA Advisors, LLC01-04-2016
Alan John DavisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$1011-21-2017
Albert D. HaskinsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC06-29-2011
Alex Mark KirrinCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Alexandra Lauren SwansonCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC10-13-2014
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Amanda S. Van SchaikCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$1004-29-2019
Anatoly VildermanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-12-2016
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Andrew L. MartinCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-10-2014
Andrew Michael LawrenceCUSO Financial Services, L.P.Raymond James Financial Services, Inc.10-31-2017
Andrew Seth BordersCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2013
Andrew Vito ManiaciCUSO Financial Services, L.P.Sigma Financial Corporation10-16-2013
Ashley Marie CarrilloCUSO Financial Services, L.P.LPL Financial LLC10-24-2017
Barry Charles WindCUSO Financial Services, L.P.Cambridge Investment Research, Inc.04-08-2019
Benjamin James BirdCUSO Financial Services, L.P.Key Investment Services LLC01-02-2019
Benjamin LemoineCUSO Financial Services, L.P.CU Investment Solutions LLC02-17-2017
Benjamin Preston Ivey Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-16-2009
Benton John MillerCUSO Financial Services, L.P.J.P. Morgan Securities LLC05-01-2015
Boris Michael CastilloCUSO Financial Services, L.P.Kinecta Wealth Management07-03-2019
Bradley D SchwabCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.02-15-2012
Bradley D. RobertsCUSO Financial Services, L.P.Fifth Third Securities, Inc.10-30-2017
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Showing 1 to 25 of 272 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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