Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon S. HandyCUSO Financial Services, L.P.OneAmerica Securities, Inc.12-14-2015
Brendan R. McMurtrieCUSO Financial Services, L.P.AXA Advisors, LLC11-20-2017
Brent L. RossCUSO Financial Services, L.P.Fifth Third Securities, Inc.$1006-27-2017
Brian David SearsCUSO Financial Services, L.P.TIAA-CREF Individual & Institutional Services, LLC11-02-2015
Brian Earl TeegardinCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$1001-22-2019
Brian James MaciejewskiCUSO Financial Services, L.P.LPL Financial LLC$5005-22-2015
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-31-2018
Bryan G. QuinnCUSO Financial Services, L.P.M&T Securities, Inc.12-14-2015
Bryan Patrick FarrisseyCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-07-2010
Callahan W. WoolettCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$1007-30-2018
Carlo Manalastas BotonCUSO Financial Services, L.P.LPL Financial LLC01-02-2015
Caroline Helen GeorgiadisCUSO Financial Services, L.P.Raymond James Financial Services, Inc.01-15-2009
Cassandra Kay CarmonCUSO Financial Services, L.P.SWBC Investment Services, LLC05-22-2019
Catherine Ann BryantCUSO Financial Services, L.P.PNC Investments09-07-2016
Chad Louis SchroederCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-10-2014
Charles Eric GrethCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2015
Chris Jon KnabeCUSO Financial Services, L.P.Fidelity Brokerage Services LLC$2510-01-2018
Christina Ranae SchwindCUSO Financial Services, L.P.Cetera Advisor Networks LLC03-16-2016
Christopher A. ClapinskiCUSO Financial Services, L.P.Raymond James & Associates, Inc.$2505-06-2019
Christopher Albert CasaleCUSO Financial Services, L.P.LPL Financial LLC$5105-31-2017
Christopher EllisCUSO Financial Services, L.P.Independent Financial Group, LLC03-28-2016
Christopher James GabrysCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$15001-23-2013
Clinton Robert SmedleyCUSO Financial Services, L.P.Commonwealth Financial Network04-03-2009
Colm F. BaileyCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.05-14-2014
Cooper T. CeruloCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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