Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Cordell Wistisen | CUSO Financial Services, L.P. | CUNA Brokerage Services, Inc. | — | 06-01-2012 |
| Corey Francis Ward | CUSO Financial Services, L.P. | TIAA-CREF Individual & Institutional Services, LLC | — | 05-02-2018 |
| Cory Alan Corrigan | CUSO Financial Services, L.P. | CUNA Brokerage Services, Inc. | $25 | 01-03-2012 |
| Craig A. Shipman | CUSO Financial Services, L.P. | TIAA-CREF Individual & Institutional Services, LLC | — | 04-18-2011 |
| Craig Scott Fein | CUSO Financial Services, L.P. | Kinecta Wealth Management | — | 07-01-2019 |
| Craig Stephen Maytubby | CUSO Financial Services, L.P. | INVEST Financial Corporation | — | 12-04-2017 |
| Cyrus Scott Smith Jr. | CUSO Financial Services, L.P. | Scottrade, Inc. | $50 | 04-16-2018 |
| Daniel Domingo Anderle | CUSO Financial Services, L.P. | UnionBanc Investment Services, LLC | — | 12-20-2017 |
| Daniel Lawrence Cass | CUSO Financial Services, L.P. | NYLIFE Securities LLC | $50 | 01-17-2012 |
| Daniel Patrick Bernabe | CUSO Financial Services, L.P. | Wells Fargo Clearing Services, LLC | — | 04-21-2011 |
| Darren Matt York | CUSO Financial Services, L.P. | CUNA Brokerage Services, Inc. | $25 | 11-02-2015 |
| David Anthony Kanongataa | CUSO Financial Services, L.P. | Wells Fargo Clearing Services, LLC | — | 03-11-2011 |
| David Frank Loftus | CUSO Financial Services, L.P. | CUNA Brokerage Services, Inc. | — | 12-15-2015 |
| David Glenn Burk | CUSO Financial Services, L.P. | CUNA Brokerage Services, Inc. | — | 12-07-2011 |
| David L. Spencer | CUSO Financial Services, L.P. | CUNA Brokerage Services, Inc. | — | 07-10-2019 |
| David Lape Ballantyne | CUSO Financial Services, L.P. | Key Investment Services LLC | — | 10-22-2013 |
| David Martin Garres | CUSO Financial Services, L.P. | PNC Investments | $250 | 05-29-2019 |
| David R. Miller | CUSO Financial Services, L.P. | Waddell & Reed | — | 08-01-2016 |
| David Vaughn Daubenspeck | CUSO Financial Services, L.P. | LPL Financial LLC | $25 | 01-02-2015 |
| Dennis Carl Federici | CUSO Financial Services, L.P. | LPL Financial LLC | — | 01-02-2015 |
| Derrel Calvin Kent | CUSO Financial Services, L.P. | J.P. Morgan Securities LLC | — | 10-01-2018 |
| Dianna S. Hoffman | CUSO Financial Services, L.P. | Wells Fargo Clearing Services, LLC | — | 03-03-2017 |
| Donita S. Baze | CUSO Financial Services, L.P. | Nfp Advisor Services | — | 01-05-2015 |
| Donna Andrea Panton | CUSO Financial Services, L.P. | Key Investment Services LLC | — | 03-07-2016 |
| Douglas G. Mayo | CUSO Financial Services, L.P. | U.S. Bancorp Investments, Inc. | — | 08-27-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
