Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas James LarsenCUSO Financial Services, L.P.Raymond James Financial Services, Inc.01-09-2017
Patrick Charles MaherCUSO Financial Services, L.P.J.P. Morgan Securities LLC07-08-2013
Patrick Dennis MarshallCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC$5012-15-2015
Paul VandenbrookCUSO Financial Services, L.P.LPL Financial LLC04-04-2016
Peter Michael CosentinoCUSO Financial Services, L.P.Morgan Stanley07-15-2013
Rafael BalderrabanoCUSO Financial Services, L.P.BBVA Securities Inc.$2508-19-2014
Rahil MachiwallaCUSO Financial Services, L.P.Chase Investment Services Corp.05-01-2012
Ray A PickettCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Rebecca Ann PhillipsCUSO Financial Services, L.P.Thrivent Investment Management Inc.06-21-2017
Regan Shigeo YamadaCUSO Financial Services, L.P.SagePoint Financial, Inc.$1005-18-2015
Richard Allen KellerCUSO Financial Services, L.P.Edward Jones01-04-2011
Richard James ChampionCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2015
Robert A. Koba Jr.CUSO Financial Services, L.P.The Wealth Consulting Group06-19-2017
Robert A. SneadCUSO Financial Services, L.P.USAA Financial Advisors, Inc.06-23-2015
Robert J. WoernerCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.06-20-2016
Robert Lee StewartCUSO Financial Services, L.P.Cetera Advisor Networks LLC$15011-18-2015
Robert Raymond Gascon Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC$2505-09-2016
Robert T. Mcmahon IIICUSO Financial Services, L.P.Global Financial Private Capital, LLC10-22-2018
Rodney D. NelsonCUSO Financial Services, L.P.National Planning Corporation11-16-2015
Romney Kay GarnerCUSO Financial Services, L.P.Thrivent Investment Management Inc.$1010-08-2018
Ronnie Shannon ShelbyCUSO Financial Services, L.P.NBC Securities, Inc.08-29-2011
Roy Charles Wagner Jr.CUSO Financial Services, L.P.Money Concepts Capital Corp11-08-2012
Russell Glenn GochneaurCUSO Financial Services, L.P.AXA Advisors, LLC$5009-28-2018
Russell Wayne JohnsonCUSO Financial Services, L.P.Pruco Securities, LLC.04-21-2017
Ryan Bruce LavielleCUSO Financial Services, L.P.WesBanco Securities, Inc.01-09-2017
« Previous PageNext Page »

Showing 201 to 225 of 272 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.