Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Grant HogentoglerCUSO Financial Services, L.P.Edward Jones08-20-2012
Zachary C. ToelleCUSO Financial Services, L.P.Edward Jones10-04-2011
Young Suh KimCUSO Financial Services, L.P.Wescom Financial Services11-03-2016
William Francis CassidyCUSO Financial Services, L.P.LPL Financial LLC10-11-2016
William E. LuskCUSO Financial Services, L.P.UBS Financial Services Inc.10-24-2017
Wayne Roy Bellinger Jr.CUSO Financial Services, L.P.NYLIFE Securities LLC04-02-2012
Wayne Roy Bellinger IIICUSO Financial Services, L.P.NYLIFE Securities LLC12-17-2014
Wayne Philip SellarCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-05-2015
Wade Robert SchertenleibCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.11-13-2013
Violetta Igorevna ProppsCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Victor Kent JohnsonCUSO Financial Services, L.P.First Heartland Capital, Inc.08-21-2017
Uriel BatistaCUSO Financial Services, L.P.Capital One Investing, LLC05-30-2018
Tracie Rae Markson-KroskyCUSO Financial Services, L.P.LPL Financial LLC$5001-02-2015
Tonya Marie HarperCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$5010-01-2012
Todd Ryan BlessingCUSO Financial Services, L.P.PNC Investments10-19-2011
Timothy John PesterCUSO Financial Services, L.P.Fifth Third Securities, Inc.11-06-2018
Timothy E. ReichsteinCUSO Financial Services, L.P.Cetera Advisor Networks LLC11-18-2015
Tiffany YeeCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.08-16-2016
Thomas James JordanCUSO Financial Services, L.P.MML Investors Services, LLC06-17-2019
Thomas Jacob BrunzCUSO Financial Services, L.P.Cambridge Investment Research, Inc.$1004-15-2015
Thoeurn IndyCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.12-17-2014
Terrance William ArgesCUSO Financial Services, L.P.LPL Financial LLC04-04-2016
Terence Francis Powell Jr.CUSO Financial Services, L.P.LPL Financial LLC06-20-2016
Sylvia Yuk Kwai HoCUSO Financial Services, L.P.NYLIFE Securities LLC04-14-2010
Sun Quang DinhCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2016
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Showing 1 to 25 of 272 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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