Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
Jon Carl FoxCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Kevin Lee CookCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
David L. SpencerCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Douglas L RobertsonCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Boris Michael CastilloCUSO Financial Services, L.P.Kinecta Wealth Management07-03-2019
Craig Scott FeinCUSO Financial Services, L.P.Kinecta Wealth Management07-01-2019
Eliseo Antonio RamirezCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-01-2019
Thomas James JordanCUSO Financial Services, L.P.MML Investors Services, LLC06-17-2019
Violetta Igorevna ProppsCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Matthew Douglas WeinertCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.05-28-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Cassandra Kay CarmonCUSO Financial Services, L.P.SWBC Investment Services, LLC05-22-2019
Jonathan Adam StoftCUSO Financial Services, L.P.Johanson Financial Advisors, Inc.05-01-2019
Barry Charles WindCUSO Financial Services, L.P.Cambridge Investment Research, Inc.04-08-2019
Ida May WestCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.03-18-2019
Kimberly E BrownCUSO Financial Services, L.P.LPL Financial LLC02-28-2019
Kimberly I. WeitzelCUSO Financial Services, L.P.Raymond James Financial Services, Inc.02-19-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Benjamin James BirdCUSO Financial Services, L.P.Key Investment Services LLC01-02-2019
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Leif Stefone TinsleyCUSO Financial Services, L.P.Edward Jones12-17-2018
Ray A PickettCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Nathan Aaron BayCUSO Financial Services, L.P.Thrivent Investment Management Inc.12-10-2018
John D. ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Next Page »

Showing 1 to 25 of 272 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.