Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kale Kh YoungCUSO Financial Services, L.P.LPL Financial LLC09-02-2020
John Anthony Del-Zio Jr.CUSO Financial Services, L.P.Allstate Financial Services, LLC03-23-2020
Joseph Houston CaterCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$2503-09-2020
Dannielle Brittany BrownCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2020
Jesse LugenbeelCUSO Financial Services, L.P.Northwestern Mutual Investment Services, LLC02-10-2020
Brian James VennCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$15001-08-2020
Joseph Roy DaveyCUSO Financial Services, L.P.LPL Financial LLC$5001-02-2020
Sandra Gayle ThompkinsCUSO Financial Services, L.P.LPL Financial LLC$1001-02-2020
Daren Taruo SuzukiCUSO Financial Services, L.P.Transamerica Investors Securities Corporation12-13-2019
Mark G. FickelCUSO Financial Services, L.P.First Command Financial Planning, Inc.12-05-2019
Christopher David GarciaCUSO Financial Services, L.P.TD Ameritrade, Inc.11-13-2019
John C. O'ConnorsCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.10-21-2019
John Harold HerreraCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-10-2019
Sean Patrick BarryCUSO Financial Services, L.P.Infinex Investments, Inc.10-09-2019
Troy David StrongCUSO Financial Services, L.P.Edward Jones10-08-2019
James David VasquezCUSO Financial Services, L.P.AXA Advisors, LLC09-23-2019
Keith Eric KrauseCUSO Financial Services, L.P.MML Investors Services, LLC09-16-2019
Linda Ruth SchluchterCUSO Financial Services, L.P.Principal Securities, Inc.08-26-2019
Anil K MadhyanamCUSO Financial Services, L.P.LPL Financial LLC08-26-2019
Fred Baron LassarCUSO Financial Services, L.P.Invesco Distributors, Inc.08-20-2019
Frank Richard NickeyCUSO Financial Services, L.P.Wells Fargo Advisors Financial Network, LLC$2508-14-2019
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
Jon Carl FoxCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$1,00007-10-2019
Jesse Babb Crumpler Jr.CUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Mark Edward HowellCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.