Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Arthur SimpsonCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Joseph Daniel MurphyCUSO Financial Services, L.P.The Mutual Fund Store07-27-2009
Stephen Mark SeewerCUSO Financial Services, L.P.Wells Fargo Investments, LLC09-09-2009
Joseph Anthony TurfaCUSO Financial Services, L.P.AXA Advisors, LLC10-05-2009
John Guenther HallerCUSO Financial Services, L.P.Fifth Third Securities, Inc.09-17-2010
Michael Owen SelbyCUSO Financial Services, L.P.LPL Financial LLC02-01-2011
David Anthony KanongataaCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC03-11-2011
Steven Alan KerstonCUSO Financial Services, L.P.NYLIFE Securities LLC05-16-2011
Todd Ryan BlessingCUSO Financial Services, L.P.PNC Investments10-19-2011
Martin Lee GabelCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-07-2011
David Glenn BurkCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-07-2011
Jonah KaufmanCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-07-2011
Cory Alan CorriganCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$2501-03-2012
Bradley D SchwabCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.02-15-2012
Wayne Roy Bellinger Jr.CUSO Financial Services, L.P.NYLIFE Securities LLC04-02-2012
Rahil MachiwallaCUSO Financial Services, L.P.Chase Investment Services Corp.05-01-2012
Cordell WistisenCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.06-01-2012
Emilio Johansen FoncubertaCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-12-2012
Gina Marie O'CallaghanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-16-2012
Kristi Lynn MertensCUSO Financial Services, L.P.Fintegra, LLC08-02-2012
Gregory LambesisCUSO Financial Services, L.P.Cadaret, Grant & Co., Inc.10-08-2012
Christopher James GabrysCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$15001-23-2013
Frederick Harry Dean Jr.CUSO Financial Services, L.P.CUNA Brokerage Services, Inc.01-23-2013
Michelle A. PoturichCUSO Financial Services, L.P.BBVA Compass Investment Solutions, Inc.01-25-2013
Matthew David BirnbaumCUSO Financial Services, L.P.LPL Financial LLC04-08-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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