Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia B HernandezCUSO Financial Services, L.P.Citigroup Global Markets Inc.02-10-2009
Brian Trent EdwardsCUSO Financial Services, L.P.Banc of America Investment Services, Inc.02-13-2009
Tom Haipei TanCUSO Financial Services, L.P.Pacific Select Distributors, LLC03-05-2009
James Arthur SimpsonCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
John Ray SneddonCUSO Financial Services, L.P.SagePoint Financial, Inc.$2504-06-2009
Michael James RodgersCUSO Financial Services, L.P.First Trust Portfolios L.P.05-07-2009
Joseph Daniel MurphyCUSO Financial Services, L.P.The Mutual Fund Store07-27-2009
Stephen Mark SeewerCUSO Financial Services, L.P.Wells Fargo Investments, LLC09-09-2009
Joseph Anthony TurfaCUSO Financial Services, L.P.AXA Advisors, LLC10-05-2009
Zelalem Baalu GirmaCUSO Financial Services, L.P.William O'Neil Securities Incorporated12-10-2009
Christopher Eric AsplinCUSO Financial Services, L.P.Citigroup Global Markets Inc.01-19-2010
Ryan Hugh James McGrawCUSO Financial Services, L.P.Essex National Securities, LLC02-01-2010
Kenneth Dean ParlanCUSO Financial Services, L.P.Essex National Securities, LLC$1002-02-2010
Jack Edward VadnaisCUSO Financial Services, L.P.Infinex Investments, Inc.03-15-2010
Robert Joseph Blazejewski Jr.CUSO Financial Services, L.P.Investment Centers of America, Inc.$2506-01-2010
Jeannine Marie BoutinCUSO Financial Services, L.P.Newalliance Investments, Inc.06-28-2010
John Guenther HallerCUSO Financial Services, L.P.Fifth Third Securities, Inc.09-17-2010
Hector GarzaCUSO Financial Services, L.P.LPL Financial LLC11-24-2010
Allison Jo AlleyCUSO Financial Services, L.P.Chase Investment Services Corp.12-01-2010
Collin KeeCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.01-11-2011
Darin Andrew DrennanCUSO Financial Services, L.P.Sutterfield Financial Group, Inc.$1001-24-2011
Michael Owen SelbyCUSO Financial Services, L.P.LPL Financial LLC02-01-2011
David Anthony KanongataaCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC03-11-2011
Dominick Martinez Divine IICUSO Financial Services, L.P.BancWest Investment Services, Inc.04-19-2011
Steven Alan KerstonCUSO Financial Services, L.P.NYLIFE Securities LLC05-16-2011
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.