Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis CassidyCUSO Financial Services, L.P.LPL Financial LLC10-11-2016
Mary Virginia LamphereCUSO Financial Services, L.P.Raymond James Financial Services, Inc.06-20-2016
Justin Kimball ParksCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.06-06-2016
Robert A. SneadCUSO Financial Services, L.P.USAA Financial Advisors, Inc.06-23-2015
Thomas Jacob BrunzCUSO Financial Services, L.P.Cambridge Investment Research, Inc.$1004-15-2015
Donita S. BazeCUSO Financial Services, L.P.Nfp Advisor Services01-05-2015
Wayne Roy Bellinger IIICUSO Financial Services, L.P.NYLIFE Securities LLC12-17-2014
Alexandra Lauren SwansonCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC10-13-2014
Jessica Suzanne KouriCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.09-02-2014
Scott Robert HerrmannCUSO Financial Services, L.P.LPL Financial LLC$5004-15-2013
Tonya Marie HarperCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$5010-01-2012
Jeanette L. BeattyCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2012
Ryan James Thurber-DeanCUSO Financial Services, L.P.BBVA Compass Investment Solutions, Inc.$1008-06-2012
Jorin Garrick BaleCUSO Financial Services, L.P.BancWest Investment Services, Inc.08-06-2012
Daniel Lawrence CassCUSO Financial Services, L.P.NYLIFE Securities LLC$5001-17-2012
Michael Lawrence MullenCUSO Financial Services, L.P.Transamerica Capital, Inc.03-28-2011
Stephanie Elizabeth GudkaCUSO Financial Services, L.P.Countrywide Investment Services, Inc.01-12-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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