Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Charles ToelleCUSO Financial Services, L.P.Edward Jones10-04-2011
Michelle Rose GreauxCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2011
Clinton Paul DosioCUSO Financial Services, L.P.Ameriprise Financial Services, LLC09-06-2012
Andrew John WhitakerCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2013
Robert Lee MaupinCUSO Financial Services, L.P.Morgan Stanley$5003-11-2014
Kevin Gyan MasihCUSO Financial Services, L.P.Park Avenue Securities LLC06-16-2014
Abelardo Marcos HernandezCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.06-18-2014
Gary Edward HendersonCUSO Financial Services, L.P.Cetera Investment Advisers LLC01-05-2015
Robert J. CortesCUSO Financial Services, L.P.LPL Financial LLC01-12-2015
Michael Thomas LucentiCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2015
Matthew A. TarantinoCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2015
Abelardo Marcos HernandezCUSO Financial Services, L.P.INVEST Financial Corporation01-22-2016
Robert J. WoernerCUSO Financial Services, L.P.Ameriprise Financial Services, LLC06-20-2016
Christian Michael BarnettCUSO Financial Services, L.P.Infinex Investments, Inc.10-31-2016
Michael YoungCUSO Financial Services, L.P.Strategic Advisers LLC02-01-2017
Edwin Joseph ReynoldsCUSO Financial Services, L.P.Pruco Securities, LLC.05-01-2017
Charles Nathan MeeksCUSO Financial Services, L.P.Cetera Advisors LLC08-18-2017
Christian Edward Rowland ICUSO Financial Services, L.P.Raymond James Financial Services, Inc.09-18-2017
Roderick R JeffersonCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2017
Garrett James DunlapCUSO Financial Services, L.P.Strategic Advisers LLC10-18-2017
Francis T. GormanCUSO Financial Services, L.P.MML Investors Services, LLC10-26-2017
Corey Francis WardCUSO Financial Services, L.P.TIAA-CREF Individual & Institutional Services, LLC05-02-2018
Kenneth Robert MillhoneCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$5005-29-2018
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, LLC10-31-2018
James Andrew CaldwellCUSO Financial Services, L.P.Raymond James & Associates, Inc.01-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.