Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abelardo Marcos HernandezCUSO Financial Services, L.P.INVEST Financial Corporation01-22-2016
Abelardo Marcos HernandezCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.06-18-2014
Andrew John WhitakerCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2013
Brian Patrick KentCUSO Financial Services, L.P.LPL Financial LLC11-18-2019
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-31-2018
Charles Nathan MeeksCUSO Financial Services, L.P.Cetera Advisors LLC$10008-18-2017
Christian Edward Rowland ICUSO Financial Services, L.P.Raymond James Financial Services, Inc.09-18-2017
Christian Michael BarnettCUSO Financial Services, L.P.Infinex Investments, Inc.10-31-2016
Clinton Paul DosioCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.09-06-2012
Corey Francis WardCUSO Financial Services, L.P.TIAA-CREF Individual & Institutional Services, LLC$10005-02-2018
Edwin Joseph ReynoldsCUSO Financial Services, L.P.Pruco Securities, LLC.05-01-2017
Francis Thomas GormanCUSO Financial Services, L.P.MML Investors Services, LLC$10010-26-2017
Gary Edward HendersonCUSO Financial Services, L.P.Cetera Investment Advisers LLC$15001-05-2015
James Andrew CaldwellCUSO Financial Services, L.P.Raymond James & Associates, Inc.01-02-2019
Joseph Crawford PaulCUSO Financial Services, L.P.Cetera Investment Services LLC02-11-2020
Joshua Adam KeyesCUSO Financial Services, L.P.Cetera Investment Advisers Llc02-11-2020
Kenneth Robert MillhoneCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$50005-29-2018
Kevin Gyan MasihCUSO Financial Services, L.P.Park Avenue Securities LLC$10006-16-2014
Legna Gonzalez and Curtis DabrosCUSO Financial Services, L.P.LPL Financial LLC$13011-30-2018
Matthew Anthony TarantinoCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2015
Michael Thomas LucentiCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2015
Michael YoungCUSO Financial Services, L.P.Strategic Advisers LLC$10002-01-2017
Michelle Rose GreauxCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2011
Robert J CortesCUSO Financial Services, L.P.LPL Financial LLC01-12-2015
Robert J. WoernerCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.06-20-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.